Robert C. Shaver
Professional summary
Robert Charles Shaver II, who also goes by Robert Charles Shaver, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1988. Robert has worked at 15 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Charles Shaver II's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 17, 2020 - December 31, 2022
SECURITIES AMERICA, INC.
January 7, 2016 - July 17, 2020
INVESTACORP, INC.
February 10, 2015 - December 31, 2015
KESTRA INVESTMENT SERVICES, LLC
January 3, 2013 - January 6, 2015
PRUCO SECURITIES, LLC.
July 27, 2006 - July 5, 2012
WOODBURY FINANCIAL SERVICES, INC.
January 4, 2002 - July 27, 2006
THE INVESTMENT CENTER, INC.
October 29, 2001 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
May 5, 1998 - December 31, 2001
SAPERSTON ASSET MANAGEMENT, INC.
October 22, 1997 - July 14, 1998
LASALLE ST SECURITIES, L.L.C.
October 7, 1997 - July 14, 1998
LASALLE ST SECURITIES, L.L.C.
January 22, 1997 - October 16, 1997
SAPERSTON FINANCIAL INC.
March 23, 1993 - January 17, 1997
KENNEDY, CABOT & CO.
August 21, 1991 - January 30, 1992
H.J. MEYERS & CO., INC.
November 1, 1989 - December 19, 1990
GUARDIAN INVESTOR SERVICES LLC
February 24, 1988 - December 20, 1988
ANDREW ALEN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2023)
(6/13/2023)
(6/13/2023)
(6/13/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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