Kennister U. Daley
Professional summary
Kennister Ulesley Daley, who also goes by Ken Daley, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in West Palm Beach, Florida.
Kennister is registered as a RR (Registered Representative) and started their career in finance in 1988. Kennister has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kennister Ulesley Daley's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2016 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1655 Palm Beach Lakes Blvd Ste 403, West Palm Beach, FL 33401-2206May 19, 2014 - March 29, 2016
DAWSON JAMES SECURITIES, INC.
January 26, 2006 - May 19, 2014
NFSG CORPORATION
August 8, 2002 - May 19, 2014
NEWBRIDGE SECURITIES CORPORATION
January 2, 2001 - August 14, 2002
NATIONAL SECURITIES CORPORATION
November 20, 2000 - January 9, 2001
STERLING FINANCIAL INVESTMENT GROUP, INC.
October 6, 1997 - November 20, 2000
JOSEPH CHARLES & ASSOC., INC.
January 4, 1993 - October 30, 1998
BARBER & BRONSON INCORPORATED
December 24, 1990 - January 15, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 1990 - January 2, 1991
JOSEPHTHAL & CO., INC.
October 6, 1988 - March 22, 1990
KIMBRIDGE & CO., INC.
February 23, 1988 - October 20, 1988
THE DAVID-MAXWELL COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/29/2016)
(6/4/2021)
(9/13/2023)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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