Michael R. Baker

BROOKSTONE WEALTH ADVISORS

Overland Park, KS 66207

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CRD#: 1774649

Professional summary

Michael R Baker, who also goes by Mike Baker, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Overland Park, Kansas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Baker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

National Insurance Marketing Brokers; not investment related; 4551 W 107th St Suite 310 Overland Park KS 66207; Insurance sales to individuals and employer groups; independent contractor sales agent; started Jan 2009; 25hrs/week devoted during business hours and trading hours; life insurance and fixed annuity sales AmeriLife Benefits: same address and description as for National Insurance Marketing Brokers. Started Jan 2021. Same 25 hrs/week devoted during business hours and trading hours; Life insurance and fixed annuity sales. Amerilife Benefits is owner of National Insurance Marketing Brokers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael R Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2022 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 4551 W 107th St Suite 310, Overland Park, KS 66207

RIA

CRD#: 137658

Overland Park, KS

Past

January 1, 1988 - June 14, 2007

FBL MARKETING SERVICES, LLC

CRD#: 5309

OSKALOOSA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/23/2022)

IAR

Kansas
(6/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/21/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/18/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/19/2002

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael R. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael R Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

FBL MARKETING SERVICES, LLC

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/21/2022

Series 63

Date: 12/18/1987

Series 6

Date: 12/18/1987

Series 26

Date: 12/19/2002

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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