MH
Michael Hyat
INDEPENDENT FINANCIAL GROUP
San Diego, CA 92130
Some features on this profile are disabled
CRD#: 1774463
MH
Professional summary
Michael Hyat, CFP® is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in San Diego, California.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) RENTAL PROPERTY POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2017 ADDRESS: 12730 High Bluff Drive, Suite 120, San Diego CA 92130, United States DESCRIPTION: Office sharing sublease with a CPA. (2) ACCESS WEALTH SOLUTIONS POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2018 ADDRESS: 12730 High Bluff Drive, Suite 120, San Diego CA 92130, United States DESCRIPTION: OWNER OF DBA USED TO MARKET SECURITIES, ADVISORY AND INSURANCE SERVICES (3) MICHAEL HYAT POSITION: Investor NATURE: Mortgage Lending Services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/08/2021 ADDRESS: 12730 High Bluff Drive, Suite 120, San Diego CA 92130, United States DESCRIPTION: This is for my own personal investment in Real Estate Frist Trust Deed
CRS (Client Relationship Summary) - RIA
Click below to view Michael Hyat's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Hyat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
October 21, 2005 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 12730 High Bluff Drive Suite 120, San Diego, CA 92130RIA
BD
CRD#: 7717
San Diego, CA
Current
August 30, 2004 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 12730 High Bluff Drive Suite 120, San Diego, CA 92130RIA
BD
CRD#: 7717
San Diego, CA
Past
August 30, 2004 - October 21, 2005
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 125953
SAN DIEGO, CA
Past
July 13, 1999 - September 3, 2004
SENTRA SECURITIES CORPORATION
RIA
CRD#: 10249
SAN DIEGO, CA
Past
June 30, 1999 - September 3, 2004
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
September 19, 1997 - July 12, 1999
DOMINARI SECURITIES LLC
BD
CRD#: 18975
NEW YORK, NY
Past
April 21, 1992 - August 28, 1997
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
October 19, 1988 - April 27, 1992
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 19, 1988 - April 27, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/30/2004)
RR
California(8/30/2004)
IAR
California(10/21/2005)
RR
Colorado(6/11/2013)
RR
Florida(4/8/2019)
RR
Georgia(8/30/2004)
RR
Illinois(2/22/2023)
RR
Indiana(7/13/2005)
RR
Massachusetts(9/9/2021)
RR
Mississippi(11/1/2024)
RR
Nevada(2/23/2015)
RR
New York(11/17/2021)
RR
Ohio(10/26/2018)
RR
Oregon(1/2/2025)
RR
Pennsylvania(2/19/2015)
RR
South Carolina(3/29/2011)
RR
Texas(7/1/2025)
IAR
Texas(7/10/2025)
RR
Utah(5/20/2013)
RR
Virginia(8/14/2015)
RR
Washington(12/8/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
