Stephen R. Deyette
Professional summary
Stephen Ronald Deyette, who also goes by Stephen Deyette, is a registered financial professional currently at DOWLING & PARTNERS SECURITIES LLC located in Farmington, Connecticut.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1988. Stephen has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Ronald Deyette's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2001 - Present
DOWLING & PARTNERS SECURITIES LLC
Office #1: 190 Farmington Avenue, Farmington, CT 06032August 8, 2001 - September 5, 2001
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
September 1, 1998 - August 8, 2001
CONNING & COMPANY
January 28, 1995 - July 8, 1998
UBS FINANCIAL SERVICES INC.
June 26, 1990 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
May 9, 1989 - June 27, 1990
UBS FINANCIAL SERVICES INC.
January 19, 1988 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2001)
Exams
FINRA
Nasdaq Stock Market
Current Firm
DOWLING & PARTNERS SECURITIES LLC
CRD#: 24746 / SEC#: , 8-35658
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOWLING CORPORATION | 100% OWNER | |
| BYRNE, THOMAS ARTHUR | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE | 1334509 |
| DOWLING, VERONICA ALVAREZ | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 5166888 |
| HANLEY, JOSEPH PATRICK JR | HEAD TRADER | 3060247 |
| HILBIE, KRISTA ANN | CHIEF COMPLIANCE OFFICER | 1712680 |
| LENT, BRENNA SULLIVAN | MEMBER | 2399560 |
| NIXON, JON ALAN | FINOP | 4710715 |
Red Flags
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