Kerry J. Dukes
Professional summary
Kerry Joseph Dukes, who also goes by Kerry Joseph Duke, is a registered financial professional currently at ARDOUR CAPITAL INVESTMENTS, LLC located in Long Beach, New York.
Kerry is registered as a RR (Registered Representative) and started their career in finance in 1988. Kerry has worked at 4 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kerry Joseph Dukes's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2002 - Present
ARDOUR CAPITAL INVESTMENTS, LLC
Office #1: 780 Long Beach Blvd, Long Beach, NY 11561September 26, 2001 - December 6, 2001
CAPITAL GROWTH FINANCIAL, LLC
March 7, 1996 - July 13, 2001
TRADE.COM ONLINE SECURITIES, INC.
July 12, 1988 - October 2, 1995
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2003)
(1/2/2003)
(8/31/2005)
(10/20/2005)
(1/27/2003)
(2/25/2005)
(12/11/2002)
(8/22/2005)
(10/24/2005)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ARDOUR CAPITAL INVESTMENTS, LLC
CRD#: 120574 / SEC#: , 8-65317
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
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