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DB

Dixie (. Butler

U.S. ADVISORS
ARLINGTON, VA 22201
Some features on this profile are disabled
CRD#: 1773823
DB

Professional summary


Dixie (nmn) Butler, CFP®, who also goes by Dixie Butler, is a registered financial advisor currently at U.S. ADVISORS, INC. located in Arlington, Virginia.

Dixie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Dixie has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27, Series 53 and Series 24 exams.

Question & Answer


What are your service offerings?
Employee and Employer Plan Ben...
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Tax Planning
Estate Planning
Retirement Planning
Are you a "fiduciary"?
Yes

Aliases


Dixie Butler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Dixie (nmn) Butler's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 1987

Experience


Current

July 10, 2012 - Present

U.S. ADVISORS, INC.

Office #1: 3101 Wilson Blvd Suite 500, Arlington, VA 22201
RIA
CRD#: 117401
ARLINGTON, VA
Past

April 20, 2004 - December 31, 2016

U.S. ADVISORS, INC.

RIA
CRD#: 117401
ALEXANDRIA, VA
Past

January 4, 1999 - August 19, 2025

U.S. INVESTORS, INC.

BD
CRD#: 45981
Staunton, VA
Past

March 1, 1995 - January 5, 1999

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

September 1, 1993 - March 1, 1995

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

June 22, 1988 - September 2, 1993

INVESTORS SECURITY COMPANY, INC.

BD
CRD#: 2331
SUFFOLK, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/18/2017)
IAR
District of Columbia
(1/24/2017)
IAR
Florida
(7/10/2012)
IAR
Maryland
(1/4/2017)
IAR
Virginia
(1/6/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/4/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/15/1993
General Securities Principal Examination

Current Firm


UA
U.S. ADVISORS, INC.
U.S. ADVISORS, INC.

CRD#: 117401 / SEC#: 801-67051

RIA
Registered Investment Advisory firm - (7/19/2012 Terminated)
California
Registered Investment Advisory firm - (1/18/2017 Approved)
District of Columbia
Registered Investment Advisory firm - (1/24/2017 Approved)
Florida
Registered Investment Advisory firm - (7/12/2012 Approved)
Maryland
Registered Investment Advisory firm - (7/18/2012 Approved)
Virginia
Registered Investment Advisory firm - (1/3/2017 Approved)
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Contact information


Main Address
3101 Wilson Blvd Suite 500, Arlington, VA 22201
Mailing Address
P.o. Box 1168, Staunton, VA 24402-1168
Phone number
(540) 885-1011
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts81
AUM (Assets Under Management)$ 70,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


U.S. ADVISORS, INC.

CRD#: 117401Arlington, VA 22201

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Contact information


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