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JM

John Andrew Murawski

PERSHING
LAKE MARY, FL
·CRD# 1773557·26 years experience

Professional Summary

John Andrew Murawski is a registered financial advisor currently at PERSHING LLC located in Lake Mary, Florida and PERSHING ADVISOR SOLUTIONS LLC located in Lake Mary, Florida. John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 3 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

PERSHING LLC·CRD# 7560
BD
300 Colonial Center Parkway, Lake Mary, FL 32746
November 17, 2000 - Present
PERSHING ADVISOR SOLUTIONS LLC·CRD# 36671
BD
300 Colonial Center Parkway 4th Floor, Lake Mary, FL 32746
September 14, 2023 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Newark, NJ
December 7, 1999 - March 9, 2000

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Current Firm

PA
PERSHING ADVISOR SOLUTIONS LLC

BNY WEALTH SOLUTIONS | PERSHING TRADING COMPANY, L.P. | PERSHING ADVISOR SOLUTIONS LLC

CRD#: 36671 / SEC#: 8-47425
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Pershing Plaza, Jersey City, NJ 07399

Mailing Address

One Pershing Plaza, Jersey City, NJ 07399

Phone Number

(201) 413-2000

Established

Delaware since 09/08/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAS HOLDINGS LLCHOLDING COMPANY—
CROWLEY, JAMES THOMASCHIEF EXECUTIVE OFFICER (CEO), GLOBAL HEAD, BOARD MEMBER1087182
DAVID, ERIC CIMARRONPRINCIPAL OPERATIONS OFFICER, CHIEF OPERATIONS OFFICER3132045
HARRISON, BENJAMIN WARDBOARD MEMBER, HEAD OF THE BUSINESS3121159
KERRIGAN, DONNA LBOARD MEMBER8082390
LAHUTA, EVAN L.BOARD MEMBER4350166
MUTTERER, FRANK PAULCHIEF FINANCIAL OFFICER (CFO), PRINCIPAL FINANCIAL OFFICER (PFO)2088419
WEISS, NINA KATECHIEF COMPLIANCE OFFICER (CCO)2642331

Disclosures

Regulatory Event

17

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(12/11/2007)
RR
New Jersey
(11/17/2000)
RR
New York
(11/17/2000)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1999About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jul 2023About the Series 52TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2010About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1999About the Series 6 exam
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CRS (Client Relationship Summary) - BD

Click below to view John Andrew Murawski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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JM
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