Steven J. Noto
Professional summary
Steven Joel Noto SR, who also goes by Steven J Noto, Steven Joel Noto, Steven Noto, is a registered financial professional currently at RNR SECURITIES, L.L.C. located in East Meadow, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Joel Noto SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 1998 - Present
RNR SECURITIES, L.L.C.
Office #1: 1802 Hempstead Tpke, East Meadow, NY 11554-1032April 11, 1997 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
September 14, 1995 - October 22, 1996
JAMESON, DEWITT & ASSOCIATES, INC.
February 9, 1995 - September 22, 1995
CAPITAL BROKERAGE CORPORATION
October 24, 1989 - February 6, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 24, 1989 - February 6, 1995
SIGNATOR INVESTORS, INC.
December 22, 1987 - January 17, 1989
MF GLOBAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/2021)
(9/27/2006)
(1/20/2006)
(9/18/2008)
(10/19/2006)
(5/22/1998)
(6/19/2020)
(4/23/2019)
(2/27/2018)
(5/17/2012)
Exams
FINRA
Current Firm
RNR SECURITIES, L.L.C.
CRD#: 43689 / SEC#: , 8-50366
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
