Michael W. O'shaughnessy

AMERAUDI ASSET MANAGEMENT

New York, NY 10022

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CRD#: 1772946

Professional summary

Michael William O'shaughnessy, who also goes by Michael William Dshaughnessy, Michael William Oshaughnessy, Michael William Oshaugnessy, is a registered financial advisor currently at AMERAUDI ASSET MANAGEMENT, INC. located in New York, New York and AMERAUDI INVESTMENT SERVICES LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 16 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael William Dshaughnessy | Michael William Oshaughnessy | Michael William Oshaugnessy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ameraudi Asset Management, Inc.; Investment Related: Yes; 19 E. 54th Street New York, NY 10022; Investment Advisor; Position: Investment Advisor Representative; Start: 12/2018; Hours: 30 hrs/week; Securities Trading Hours: 27hrs/week; Advise clients regarding investments Ameraudi Investment Services, LLC.; Investment Related: Yes; 19 E. 54th Street New York, NY 10022; Broker-Dealer; Position: CEO/Executive Representative; Start: 06/2023; Hours: 10hrs/week; Securities Trading Hours: 5hrs/week; Supervision of Broker-Dealer Activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William O'shaughnessy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2019 - Present

AMERAUDI ASSET MANAGEMENT, INC.

Office #1: 19 East 54th Street, New York, NY 10022

RIA

CRD#: 119854

New York, NY

Current

November 21, 2024 - Present

AMERAUDI INVESTMENT SERVICES LLC

Office #1: 19 E. 54th Street, New York, NY 10022

CRD#: 327842

NEW YORK, NY

Past

November 7, 2018 - October 15, 2021

BOLTON GLOBAL CAPITAL

CRD#: 15650

NEW YORK CITY, NY

Past

November 6, 2013 - November 1, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 17967

Past

May 20, 1988 - February 24, 1990

J. T. MORAN & CO., INC.

CRD#: 15655

Past

November 25, 1987 - May 21, 1988

SHERWOOD CAPITAL, INC.

CRD#: 10474

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERAUDI ASSET MANAGEMENT, INC.

CRD#: 119854 / SEC#: 801-115201

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

Florida

Registered Investment Advisory firm - (5/10/2019 Terminated)

New York

Registered Investment Advisory firm - (5/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/13/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New York
(8/23/2021)

New York
(11/22/2024)

IAR

Texas
(7/8/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERAUDI ASSET MANAGEMENT, INC.

CRD#: 119854 / SEC#: 801-115201

RIA

Registered Investment Advisory firm - (5/3/2019 Approved)

Florida

Registered Investment Advisory firm - (5/10/2019 Terminated)

New York

Registered Investment Advisory firm - (5/10/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/13/2019 Terminated)

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Contact information

Main Address

19 East 54th Street, New York, NY 10022

Mailing Address

Phone number

(212) 833-1090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AMERAUDI ASSET MANAGEMENT, INC PART 2A DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,245
AUM (Assets Under Management)	$ 1,743,966,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael W. O'shaughnessy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William O'shaughnessy's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERAUDI INVESTMENT SERVICES LLC

BOLTON GLOBAL CAPITAL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

TRADE.COM ONLINE SECURITIES, INC.

STARR SECURITIES, INC.

M.S. FARRELL & COMPANY, INC.

A. T. BROD & CO. INC.

HANOVER, STERLING & COMPANY LTD.

GKN SECURITIES CORP.

A.S. GOLDMEN & CO., INC.

FIRST FIDELITY CAPITAL CORP.

J. T. MORAN & CO., INC.

SHERWOOD CAPITAL, INC.

Primary Firm SEC Registration

AMERAUDI ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/10/1987

Series 7TO

Date: 11/8/2023

SIE

Date: 10/1/2018

Series 3

Date: 12/5/1992

Series 7

Date: 11/21/1987

Series 24

Date: 11/8/2023

FINRA

Current Firm

AMERAUDI ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERAUDI ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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