WK
Wendall A. Kennedy
ON INVESTMENT MANAGEMENT CO
Overland Park, KS 66210
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CRD#: 1772308
WK
Professional summary
Wendall Alan Kennedy is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Overland Park, Kansas and THE O.N. EQUITY SALES COMPANY located in Overland Park, Kansas.
Wendall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Wendall has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Insurance; 8500 West 110th Street, Suite 510, Overland Park, KS 66210; fixed insurance, annuity, ltc and health insurance; owner; 01/01/1991; 10 hours/month ( 2 hours during market hours); sales.
CRS (Client Relationship Summary) - RIA
Click below to view Wendall Alan Kennedy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2016 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 8500 West 110th Street Suite 510, Overland Park, KS 66210RIA
CRD#: 105662
Overland Park, KS
Current
June 10, 2016 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 8500 West 110th Street Suite 510, Overland Park, KS 66210BD
CRD#: 2936
Overland Park, KS
Past
May 13, 2016 - June 20, 2016
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
LEAWOOD, KS
Past
May 13, 2016 - June 20, 2016
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
LEAWOOD, KS
Past
March 18, 2002 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
LEAWOOD, KS
Past
February 28, 2002 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
LEAWOOD, KS
Past
May 20, 1991 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
May 20, 1991 - March 4, 2002
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(2/9/2023)
RR
Arkansas(12/3/2019)
RR
California(6/10/2016)
RR
Colorado(3/12/2021)
IAR
Colorado(12/1/2021)
IAR
Florida(4/2/2024)
RR
Kansas(6/10/2016)
IAR
Kansas(6/10/2016)
RR
Louisiana(6/10/2016)
IAR
Louisiana(1/30/2020)
RR
Missouri(6/10/2016)
IAR
Missouri(8/18/2016)
RR
Nebraska(7/21/2023)
IAR
North Carolina(12/2/2021)
RR
Ohio(5/3/2024)
IAR
South Carolina(6/11/2025)
IAR
Texas(1/24/2023)
RR
Virginia(1/17/2019)
IAR
Virginia(1/17/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
