Dora L. Loaiza
Professional summary
Dora Lilia Loaiza, who also goes by Dora L Loaiza Ms, Dora L Loaiza, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in El Segundo, California and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
Dora is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Dora has worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dora Lilia Loaiza's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245Office #2: My Primary Residence 5215 South Sepulveda, Culver City, CA 90230April 5, 2018 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245April 5, 2018 - June 29, 2023
CETERA WEALTH SERVICES, LLC
November 3, 2015 - April 2, 2018
ARES MANAGEMENT CAPITAL MARKETS LLC
August 3, 2011 - November 2, 2015
CETERA WEALTH SERVICES, LLC
April 29, 2008 - November 2, 2015
CETERA WEALTH SERVICES, LLC
March 4, 2003 - May 6, 2008
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2024)
(4/5/2018)
(6/29/2023)
(1/4/2019)
(12/3/2024)
(1/4/2019)
(1/4/2019)
(1/4/2023)
(1/4/2023)
(1/4/2019)
(1/4/2019)
(1/4/2019)
(12/3/2024)
(1/4/2023)
(1/4/2023)
(6/29/2023)
(1/4/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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