Christopher J. Fisher
Professional summary
Christopher James Fisher, CFP®, who also goes by Chris Fisher, Christopher Fisher, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher James Fisher's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1999
Experience
April 19, 2001 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 6, 1998 - March 21, 2001
UBS FINANCIAL SERVICES INC.
December 15, 1987 - December 18, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2001)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
