Jeaneen M. Weninger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeaneen Mary Weninger, who also goes by Jeaneen Mary Eiche, J Nichole Weninger, Jeaneen Mary Weninger, Jeaneen Nichole Weninger, Jeaneen Nichole Weninger, Niki Weninger, was a registered financial professional .
Jeaneen is a previously registered financial professional and started their career in finance in 1996. Jeaneen had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2016 - April 6, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 14, 1999 - January 27, 2000
ROBERT W. BAIRD & CO. INCORPORATED
September 8, 1998 - April 13, 1999
WELLINGTON INVESTMENT SERVICES CORP.
August 1, 1996 - December 4, 1997
INVESTMENT CENTERS OF AMERICA, INC.
April 8, 1996 - May 1, 1996
FIRSTAR INVESTMENT SERVICES,INC.
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
