John C. Mitchell
Professional summary
John Carroll Mitchell is a registered financial professional currently at GRAY OAK CAPITAL, LLC located in Greenwich, Connecticut.
John is registered as a RR (Registered Representative) and started their career in finance in 2014. John has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Carroll Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2024 - Present
GRAY OAK CAPITAL, LLC
Office #1: 55 Old Field Point Road Suite 200, Greenwich, CT 06830February 22, 2023 - August 9, 2024
DELPHOS MMJ L.P.
August 28, 2014 - March 26, 2020
ARTIST CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2025)
(9/23/2024)
(1/23/2025)
(12/4/2024)
(2/13/2025)
(1/24/2025)
(1/22/2025)
(1/30/2025)
(2/11/2025)
(1/22/2025)
(12/4/2024)
(1/30/2025)
(2/18/2025)
(1/28/2025)
(1/23/2025)
(1/22/2025)
(1/22/2025)
(2/11/2025)
Exams
Series 7TO
Date: 12/5/2022
General Securities Representative ExaminationFINRA
Current Firm
GRAY OAK CAPITAL, LLC
CRD#: 290056 / SEC#: , 8-70014
Contact information
FINRA licenses (20 States and Territories)
Red Flags
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