John Carroll Mitchell
Professional Summary
John Carroll Mitchell is a registered financial advisor currently at GRAY OAK CAPITAL, LLC located in Greenwich, Connecticut. John is registered as a RR (Registered Representative) and started their career in finance in 2014. John has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
GRAY OAK CAPITAL, LLC
Contact Information
Main Address
55 Old Field Point Road, Greenwich, CT 06830Mailing Address
55 Old Field Point Road, Greenwich, CT 06830Phone Number
(203) 987-0015Established
Delaware since 02/27/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (20 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/22/2025)
(9/23/2024)
(1/23/2025)
(12/4/2024)
(2/13/2025)
(1/24/2025)
(1/22/2025)
(1/30/2025)
(2/11/2025)
(1/22/2025)
(12/4/2024)
(1/30/2025)
(2/18/2025)
(1/28/2025)
(1/23/2025)
(1/22/2025)
(1/22/2025)
(2/11/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Carroll Mitchell's CRS (Customer Relationship Summary).
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