JF
Janet R. Friedman
FINANCIAL PLANNING SOLUTIONS
Newton, MA 02466
Some features on this profile are disabled
CRD#: 1771048
JF
Professional summary
Janet Rhodes Friedman, CFP®, who also goes by Janet Robin Rhodes, is a registered financial advisor currently at FINANCIAL PLANNING SOLUTIONS, LLC located in Newton, Massachusetts.
Janet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Janet has worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janet Robin Rhodes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER Organization: West Concord Union Church INVESTMENT RELATED: Yes ADDRESS: 1317 Main St, Concord, MA 01742 NATURE OF Organization: Religious POSITION/TITLE/RELATIONSHIP: Investment Committee member DUTIES: meet quarterly to review performance, recommend asset allocation changes to the United Church Funds management team START DATE: 02/01/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0
2. NAME OF OTHER Organization: Town of Concord, MA INVESTMENT RELATED: Yes ADDRESS: 22 Monument Square Concord, MA 01742 NATURE OF Organization: Civic POSITION/TITLE/RELATIONSHIP: Trustee DUTIES: meet quarterly with town treasurer to review the performance of the investments held in more than 40 separate funds (some of which date back to the 1600's). Total funds are about $7 Million and are managed by BNY Mellon. The Trustees review the investment policy and make recommendations (occasionally) regarding asset allocation to provide direction to BNY Mellon START DATE: 05/01/2014 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0
3. NAME OF OTHER Organization: The Scholarship Fund of Concord and Carlisle INVESTMENT RELATED: Yes ADDRESS: 34 Walden Street #217 Concord, MA 01742 NATURE OF Organization: Charitable POSITION/TITLE/RELATIONSHIP: Trustee DUTIES: The Investment Committee reviews the investment policy to ensure it is being followed, and makes recommendations (occasionally) regarding minor changes to asset allocation done by the Wells Fargo team. START DATE: 07/01/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Janet Rhodes Friedman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
May 20, 2022 - Present
FINANCIAL PLANNING SOLUTIONS, LLC
Office #1: 134 Rumford Ave Suite 203, Newton, MA 02466RIA
CRD#: 168211
Newton, MA
Past
April 1, 2019 - April 26, 2022
CWM, LLC
RIA
CRD#: 155344
Concord, MA
Past
October 6, 2009 - June 17, 2019
ABARIS FINANCIAL GROUP, LLC
RIA
CRD#: 116355
CONCORD, MA
Past
December 15, 1987 - January 23, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FINANCIAL PLANNING SOLUTIONS, LLC
FINANCIAL PLANNING SOLUTIONS, LLC
CRD#: 168211 / SEC#: 801-113221
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Massachusetts
Registered Investment Advisory firm - (5/15/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/20/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
FP
FINANCIAL PLANNING SOLUTIONS, LLC
FINANCIAL PLANNING SOLUTIONS, LLC
CRD#: 168211 / SEC#: 801-113221
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Massachusetts
Registered Investment Advisory firm - (5/15/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
134 Rumford Ave Suite 203, Auburndale, MA 02466
Mailing Address
Phone number
(617) 630-4978
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,136 |
| AUM (Assets Under Management) | $ 312,410,004 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL PLANNING SOLUTIONS, LLC
CRD#: 168211Newton, MA 02466TRUST BUT VERIFY
Monitor Janet Friedman
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
