Denise-marie Nakamura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise-marie Nakamura, CIMA®, who also goes by Denise Marie Nakamura, Denisemarie Nakamura, was a registered financial professional .
Denise-marie is a previously registered financial professional and started their career in finance in 1988. Denise-marie had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2008 - January 23, 2024
PUTNAM INVESTMENT MANAGEMENT, LLC
January 3, 2002 - February 25, 2008
PUTNAM INVESTMENT MANAGEMENT, LLC
February 7, 2001 - January 23, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
February 2, 1998 - January 5, 2001
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
September 20, 1991 - November 26, 1997
ESSEX NATIONAL SECURITIES, LLC
August 27, 1990 - September 23, 1991
MONY SECURITIES CORPORATION
December 11, 1989 - July 11, 1990
MONY SECURITIES CORPORATION
January 6, 1989 - December 15, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
July 28, 1988 - February 21, 1989
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD#: 106629 / SEC#: 801-7974
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD#: 106629 / SEC#: 801-7974
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 85,208,444,537 |
Red Flags
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