Anthony R. Germano

TRUIST ADVISORY SERVICES

VERO BEACH, FL

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CRD#: 1769506

Professional summary

Anthony Robert Germano JR, who also goes by Anthony R Germano Jr, Anthony Robert Germano, Anthony Germano, Anthony Robert Germano Jr, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Vero Beach, Florida and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.

Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Anthony has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony R Germano Jr | Anthony Robert Germano | Anthony Germano | Anthony Robert Germano Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY PONCE DE LEON BLVD #N304 VERO BEACH FL 32960 POSITION: owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: Vero Beach FL, United States DESCRIPTION: Rental property maintenance/bookkeeping. RENTAL PROPERTY 5TH AVE POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/30/2022 ADDRESS: Vero Beach FL, United States DESCRIPTION: Maintain property and keep financials/taxes current. RENTAL PROPERTY 1441 5TH AVE POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: Vero Beach FL, United States DESCRIPTION: Maintain property and keep financials/taxes current.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Robert Germano JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2016 - Present

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

VERO BEACH, FL

Current

March 24, 2016 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 214 N Tryon St Fl 17 32, 33, 34, Charlotte, NC, 28202

CRD#: 17499

CHARLOTTE, NC

Past

April 4, 2016 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

VERO BEACH, FL

Past

September 15, 2014 - March 16, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

VERO BEACH, FL

Past

September 11, 2014 - March 16, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

VERO BEACH, FL

Past

August 10, 2007 - August 18, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

VERO BEACH, FL

Past

August 9, 2007 - August 18, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

VERO BEACH, FL

Past

June 5, 2007 - June 14, 2007

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

BEL AIR, MD

Past

June 5, 2007 - June 14, 2007

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

BEL AIR, MD

Past

December 5, 2006 - June 5, 2007

RYAN BECK & CO.

RIA

CRD#: 3248

BEL AIR, MD

Past

December 5, 2006 - June 5, 2007

RYAN BECK & CO.

CRD#: 3248

BEL AIR, MD

Past

February 21, 2006 - December 7, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BEL AIR, MD

Past

February 21, 2006 - December 7, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BEL AIR, MD

Past

September 28, 2000 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA

CRD#: 6555

BEL AIR, MD

Past

September 25, 1998 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

May 15, 1997 - October 2, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(8/28/2020)

Florida
(3/24/2016)

IAR

Florida
(8/31/2016)

Georgia
(3/28/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/11/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/8/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 4/12/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/5/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/22/2002

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 7/24/2000

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 3/22/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/1/2000

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Anthony R. Germano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Robert Germano JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RYAN BECK & CO.

RYAN BECK & CO.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/1999

Series 63

Date: 4/11/1998

SIE

Date: 10/1/2018

Series 3

Date: 11/8/2008

Series 31

Date: 4/12/2000

Series 7

Date: 5/5/1997

Series 14

Date: 1/22/2002

Series 24

Date: 7/24/2000

Series 10

Date: 3/22/2000

Series 9

Date: 2/1/2000

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Contact information

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