MM
Mark E. Morrison
ONEASCENT FINANCIAL SERVICES LLC
Crystal Lake, IL 60014
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CRD#: 1769181
MM
Professional summary
Mark Eugene Morrison, CFP® is a registered financial advisor currently at ONEASCENT FINANCIAL SERVICES LLC located in Crystal Lake, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Crystal Lake, Illinois.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Small Business Planning
Estate Planning
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed Insurance. Investment Related. At the registered location. Independent Insurance Agent / Agency, Agent. 5/2023. 30 Hours monthly all during trading hours. Provide insurance advice based on the needs of client(s). 2. PKSF. Investment Related. At the registered Location. Insurance agent/ agency. Agent. 5/2023. 30 hrs. monthly, all during trading hours. Provide insurance advice to based on the needs of client(s). 3. The arising Church. Elder/overseer. Elder at my Church. Investment Related. 20hrs/ Monthly. 20 Hours/ Securites. 08/01/2016. 211 N. Virginia, Crystal Lake IL 60014. Counseling, preaching, and helping the congregation and pastors. 4. Inheritance Realty. Owner/Manager. Lease/rental of Office space. Investment Related. 10 Hours/ Monthly & during trading hours. 11/01/2020. 181 North Virginia Ave. Unit A, Crystal Lake IL 60014. Inheritance Realty purchase the office building that The Cornerstone Financial Group is located. Inheritance Realty has one building with four units with which Cornerstone is one tenant and there are 3 other tenants. 5. One Ascent Financial Services dba The Cornerstone Financial Group. Investment Related. At the registered location. RIA. Assistant to Advisor/IAR. RIA. 5/19/2023. 160 hours/month 20Hrs/ during trading hours. Independent advisors assistant. 6. Registered representative of PKS. Investment related. At the registered location. Broker dealer. 5/19/2023.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Eugene Morrison's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
May 22, 2023 - Present
ONEASCENT FINANCIAL SERVICES LLC
Office #1: 181 N. Virginia St., Crystal Lake, IL 60014RIA
CRD#: 284549
Crystal Lake, IL
Current
May 19, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 181 North Virginia Street Unit A, Crystal Lake, IL 60014BD
CRD#: 35747
Crystal Lake, IL
Past
August 21, 2000 - May 25, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
CRYSTAL LAKE, IL
Past
August 15, 1994 - May 25, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CRYSTAL LAKE, IL
Past
November 25, 1987 - May 7, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
Registered Investment Advisory firm - (8/24/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/19/2023)
RR
Florida(5/19/2023)
RR
Georgia(5/19/2023)
RR
Illinois(5/19/2023)
IAR
Illinois(5/22/2023)
RR
Indiana(5/19/2023)
RR
Michigan(5/19/2023)
RR
Missouri(5/19/2023)
RR
New York(5/19/2023)
RR
North Carolina(5/25/2023)
RR
Oregon(5/19/2023)
RR
South Carolina(5/19/2023)
RR
Tennessee(5/19/2023)
RR
Texas(5/19/2023)
IAR
Texas(5/22/2023)
RR
Wisconsin(5/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OF
ONEASCENT FINANCIAL SERVICES LLC
2:24 WEALTH GROUP | ZAHORANSKI WEALTH MANAGEMENT | WEALTH STEWARDS | THE CORNERSTONE FINANCIAL GROUP | TEVEBAUGH & ASSOCIATES | TATE FINANCIAL PARTNERS | STRATEGENCE CAPITAL | STONEBRIDGE WEALTH MANAGEMENT | SOVEREIGN PRIVATE WEALTH | SOVEREIGN FAMILY OFFICE | SOLOMON PRIVATE WEALTH | RIVER OAK FINANCIAL | RESOLUTE CAPITAL GROUP | PWJOHNSON WEALTH MANAGEMENT | PURE CAPITAL SPORTS | PURE CAPITAL ADVISORS | PROVIDENT OAK FINANCIAL | PROVIDENCE FINANCIAL ADVISORS | PEARSON & ASSOCIATES | ONEASCENT FINANCIAL SERVICES LLC | LONE OAK FINANCIAL SERVICES | LIFE&WEALTH ADVISORS | LEGATUM GROUP | JB STARK FINANCIAL LLC | HARDT FINANCIAL GROUP | HAMPTON SQUARE WEALTH MANAGEMENT | FRANKLIN WEALTH MANAGEMENT | FLIGHT FINANCIAL ADVISORS | FINANCIAL STRATEGIES GROUP | ENOUGH WEALTH | ANTHEM ADVISORS | AFFILIATED FINANCIAL PLANNERS | ADVENTURE FINANCIAL
CRD#: 284549 / SEC#: 801-108265
RIA
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Contact information
Main Address
23 Inverness Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 313-9142
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,150 |
| AUM (Assets Under Management) | $ 2,610,953,335 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEASCENT FINANCIAL SERVICES LLC
CRD#: 284549Crystal Lake, IL 60014TRUST BUT VERIFY
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Contact information
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