Doriann Sangemino
Professional summary
Doriann Sangemino, who also goes by Doriann Sandemino, Dori Sangemino, Dori Wilson, Doriann Sangemino Wilson, is a registered financial professional currently at REGAL SECURITIES, INC. located in Orlando, Florida.
Doriann is registered as a RR (Registered Representative) and started their career in finance in 1988. Doriann has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Doriann Sangemino's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2024 - Present
REGAL SECURITIES, INC.
Office #1: 189 South Orange Avenue Suite 1230s, Orlando, FL 32801June 1, 2009 - October 7, 2022
MORGAN STANLEY
November 17, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 20, 2004 - August 8, 2006
WELLS FARGO CLEARING SERVICES, LLC
January 2, 2003 - April 17, 2003
QUICK & REILLY, INC.
October 27, 2000 - November 13, 2002
INTERNATIONAL ASSETS ADVISORY, LLC
April 5, 2000 - October 19, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 1999 - March 6, 2000
REGIONS INVESTMENT COMPANY, INC.
March 17, 1994 - September 1, 1999
INTERNATIONAL ASSETS ADVISORY, LLC
March 10, 1993 - March 2, 1994
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
October 9, 1990 - August 5, 1991
PRUDENTIAL EQUITY GROUP, LLC
May 25, 1989 - September 4, 1990
UBS FINANCIAL SERVICES INC.
January 22, 1988 - May 2, 1989
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Exams
FINRA
Nasdaq Stock Market
Current Firm
REGAL SECURITIES, INC.
CRD#: 7297 / SEC#: , 8-21765
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOKIOS, GEORGE | CHAIRMAN OF THE BOARD/SOLE DIRECTOR/CHIEF EXECUTIVE OFFICER/CHIEF FINANCIAL OFFICER | 718774 |
| VILLAFLOR, ROBERT FUSTER | SHAREHOLDER | 2374555 |
| AKSOMITAITE, SKAISTE | VICE PRESIDENT AND FINOP | 4852873 |
| BOKIOS, EUGENIA THEADORA MS | SENIOR VICE PRESIDENT & GENERAL COUNSEL | 2392199 |
| BOKIOS, VICTORIA THEADORA | TREASURER/SECRETARY | 2421318 |
| ENGELBRECHT, JEREMY AARON | CHIEF COMPLIANCE OFFICER (INTERIM) | 3277607 |
| HERRIN, SHAWN EVERETT | PRESIDENT | 2311476 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
REGAL SECURITIES, INC.
CRD#: 7297Orlando, FL 32801TRUST BUT VERIFY
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