Carl C. Perthel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Courtland Perthel MR, who also goes by Carl C Perthel, Carl Courtland Perthel, was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 1988. Carl had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2020 - June 17, 2025
MARYLAND FINANCIAL GROUP, INC.
June 5, 2006 - December 31, 2020
AMERICAN ASSET MANAGEMENT GROUP INC
December 21, 1988 - April 19, 1999
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARYLAND FINANCIAL GROUP, INC.
CRD#: 122320 / SEC#: 801-99348
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,454 |
| AUM (Assets Under Management) | $ 880,267,065 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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