Garrett B. Powell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garrett Bankston Powell was a registered financial professional .
Garrett is a previously registered financial professional and started their career in finance in 1988. Garrett had worked at 6 firms and has passed the Series 66, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2016 - May 23, 2019
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
November 12, 2012 - December 17, 2014
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
August 20, 2012 - March 18, 2016
SIGNATOR INVESTORS, INC.
April 13, 2011 - December 7, 2011
WTS PROPRIETARY TRADING GROUP LLC
September 29, 2009 - May 27, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
August 24, 1990 - March 5, 2008
CROWELL, WEEDON & CO.
January 26, 1990 - January 31, 1990
THE SEIDLER COMPANIES INCORPORATED
January 19, 1988 - December 12, 1988
CROWELL, WEEDON & CO.
Primary Firm SEC Registration
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
CRD#: 144069 / SEC#: 801-67988
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/25/2000
Limited Representative-Equity Trader ExamCurrent Firm
SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLC
CRD#: 144069 / SEC#: 801-67988
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 807 |
| AUM (Assets Under Management) | $ 227,563,327 |
Red Flags
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