Andrew N. Sachs
STRATEGIC ADVISERS LLC | Wealth Management Senior Relationship Manager
LAGUNA BEACH, CA
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CRD#: 1767955
Professional summary
Andrew N. Sachs, who also goes by Andrew Nicholas Sachs, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Laguna Beach, California and FIDELITY BROKERAGE SERVICES LLC located in Newport Beach, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Andrew has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Biography
I provide responsive and knowledgeable service to our most affluent clients and their families. As their single point of contact, I help to resolve any issues quickly and creatively. When necessary, I connect the appropriate subject matter experts within Fidelity to ensure my clients have full knowledge and access to all we have to offer. By developing deep and trusting relationships, I help my clients maintain a holistic view of their wealth and help them plan accordingly.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Nicholas Sachs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 43102 | Org Name:DeCardy Die Casting | Org Addr:Chicago, IL, US | Nature of Bus:small Zinc Die Caster Manufacturing Company | Invst Rel:N | Title:Advisory Board Member | Duties:Support and consult business owner | Start Dt:06/10/2016 | Total Hrs p/m:1 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Andrew N. Sachs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Louisville
Bachelor of Arts (BA) - Political Science
1987
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1600 Newport Center Dr Ste 100, Newport Beach, CA 92660-6208RIA
CRD#: 104555
LAGUNA BEACH, CA
Current
September 4, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1600 Newport Ctr Dr Ste 100, Newport Beach, CA 92660BD
CRD#: 7784
Newport Beach, CA
Past
February 8, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
IRVINE, CA
Past
June 21, 1988 - December 31, 2005
THE SACHS COMPANY
BD
CRD#: 13310
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/28/2015)
RR
Alaska(9/28/2015)
RR
Arizona(9/28/2015)
RR
Arkansas(9/28/2015)
RR
California(9/28/2015)
IAR
California(3/31/2025)
RR
Colorado(9/28/2015)
RR
Connecticut(9/28/2015)
RR
Delaware(9/28/2015)
RR
District of Columbia(9/28/2015)
RR
Florida(9/28/2015)
RR
Georgia(9/28/2015)
RR
Hawaii(9/28/2015)
RR
Idaho(9/28/2015)
RR
Illinois(9/28/2015)
RR
Indiana(9/28/2015)
RR
Iowa(9/28/2015)
RR
Kansas(9/28/2015)
RR
Kentucky(9/14/2015)
RR
Louisiana(9/28/2015)
RR
Maine(9/28/2015)
RR
Maryland(9/28/2015)
RR
Massachusetts(9/28/2015)
RR
Michigan(9/28/2015)
RR
Minnesota(9/28/2015)
RR
Mississippi(9/28/2015)
RR
Missouri(9/28/2015)
RR
Montana(9/28/2015)
RR
Nebraska(9/28/2015)
RR
Nevada(9/28/2015)
RR
New Hampshire(9/28/2015)
RR
New Jersey(9/28/2015)
RR
New Mexico(9/28/2015)
RR
New York(9/28/2015)
RR
North Carolina(9/29/2015)
RR
North Dakota(1/5/2016)
RR
Ohio(9/29/2015)
RR
Oklahoma(9/28/2015)
RR
Oregon(9/28/2015)
RR
Pennsylvania(9/28/2015)
RR
Puerto Rico(1/5/2016)
RR
Rhode Island(9/28/2015)
RR
South Carolina(9/28/2015)
RR
South Dakota(1/5/2016)
RR
Tennessee(1/5/2016)
RR
Texas(9/28/2015)
IAR
Texas(3/31/2025)
RR
Utah(9/28/2015)
RR
Vermont(9/28/2015)
RR
Virgin Islands(1/5/2016)
RR
Virginia(9/28/2015)
RR
Washington(9/28/2015)
RR
West Virginia(9/28/2015)
RR
Wisconsin(9/28/2015)
RR
Wyoming(9/28/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Wealth Management Senior Relationship ManagerCRD#: 104555Laguna Beach, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
