Mark G. Shafir
Professional summary
Mark Gregory Shafir is a registered financial professional currently at CONSELLO FINANCIAL LLC located in New York, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Gregory Shafir's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2024 - Present
CONSELLO FINANCIAL LLC
Office #1: 590 Madison Avenue 26th Floor, New York, NY 10022Office #2: 590 Madison Avenue 26th Floor, New York, NY 10022July 12, 2023 - February 9, 2024
PICKWICK CAPITAL PARTNERS, LLC
January 15, 2009 - May 11, 2023
CITIGROUP GLOBAL MARKETS INC.
September 22, 2008 - October 29, 2008
BARCLAYS CAPITAL INC.
April 29, 2003 - September 22, 2008
LEHMAN BROTHERS INC.
February 16, 2000 - April 8, 2003
THOMAS WEISEL PARTNERS LLC
June 17, 1993 - February 10, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 1992 - March 18, 1993
CREDIT SUISSE SECURITIES (USA) LLC
December 3, 1987 - January 16, 1992
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CONSELLO FINANCIAL LLC
CRD#: 326524 / SEC#: , 8-71101
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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