William D. Mcknight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Douglas Mcknight, who also goes by Doug Mcknight, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2020 - October 29, 2021
FRONTIER SECURITIES
August 17, 2017 - July 26, 2018
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
March 2, 2000 - June 1, 2000
ICBA SECURITIES
March 2, 2000 - July 13, 2015
VINING-SPARKS IBG, LLC
December 9, 1993 - December 20, 1995
PRUDENTIAL EQUITY GROUP, LLC
March 11, 1991 - December 9, 1993
ICBA SECURITIES
February 28, 1991 - December 9, 1993
VINING-SPARKS IBG, LLC
December 7, 1990 - March 27, 1991
NBC CAPITAL MARKETS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/28/2024
General Securities Representative ExaminationCurrent Firm
FRONTIER SECURITIES
CRD#: 136102 / SEC#: , 8-66972
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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