Theodore G. Bradpiece
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Grant Bradpiece, who also goes by Ted Bradpiece, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1987. Theodore had worked at 8 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2007 - June 1, 2016
QUEST CAPITAL STRATEGIES, INC.
March 6, 2006 - June 29, 2006
LPL FINANCIAL LLC
March 6, 2006 - June 29, 2006
LPL FINANCIAL LLC
January 6, 2003 - June 9, 2004
J.P. MORGAN SECURITIES INC.
October 4, 2001 - February 1, 2002
QUASAR DISTRIBUTORS, LLC
April 18, 1997 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
April 17, 1995 - October 23, 2002
QUEST CAPITAL STRATEGIES, INC.
July 26, 1993 - February 8, 1995
MONTANO SECURITIES CORPORATION
July 21, 1988 - July 19, 1993
ASSOCIATED SECURITIES CORP.
November 25, 1987 - July 6, 1988
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
