KD
Kevin T. Downs
CETERA INVESTMENT ADVISERS LLC
WYALUSING, PA 18853
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CRD#: 1766764
KD
Professional summary
Kevin Thomas Downs is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wyalusing, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Wyalusing, Pennsylvania.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Kevin has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pennsylvania Oil & Gas Landowner Alliance, Inc.~'NIR'~300 N 2nd St Ste 1002~Harrisburg~PA~17101~Board Position/Officer~Other~4/23/2012~2hrs~2hrs~Treasurer. 2) Downs & Aliciene Accountants and Financial Service~'NIR'~34 Main Street, PO Box 309~Wyalusing~PA~18853~Accounting Services/Tax Preparation~Independent Contractor~9/29/2014~20hrs~20hrs~Tax Return Preparer. 3) ALICIENE TAX & FINANCIAL SOLUTIONS POSITION: Sub-contractor NATURE: Tax Return Preparation and Billing INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 12/01/2023 ADDRESS: 1216 Main St., Pittston PA 18640, United States DESCRIPTION: I prepare Individual, Estate and Trust Tax Returns.I prepare the invoices for tax returns prepared by the office. 4) Kevin T Downs; Trustee; Fiduciary Appointment; NIR; 1; 02/07/2008; 1275 Lime Hill Road Wyalusing PA 18853; Receive trust income and distribute the same to the Trust Grantors. No investments other than an interest bearing checking account.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Thomas Downs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 34 Main Street, Wyalusing, PA 18853RIA
CRD#: 105644
WYALUSING, PA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 34 Main St., Wyalusing, PA 18853BD
CRD#: 13572
Wyalusing, PA
Past
March 21, 1997 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
WYALUSING, PA
Past
December 3, 1987 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Wyalusing, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Hawaii(9/5/2025)
RR
Maryland(9/5/2025)
RR
New York(9/5/2025)
RR
Pennsylvania(9/5/2025)
IAR
Pennsylvania(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
