Deno A. Delorenzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deno Anthony Delorenzo was a registered financial professional .
Deno is a previously registered financial professional and started their career in finance in 1997. Deno had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2010 - December 4, 2013
QUEST CAPITAL STRATEGIES, INC.
May 22, 2008 - December 4, 2013
QUEST CAPITAL STRATEGIES, INC.
March 28, 2008 - May 29, 2008
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
October 24, 2007 - April 7, 2008
VALIC FINANCIAL ADVISORS, INC.
September 27, 2007 - April 7, 2008
VALIC FINANCIAL ADVISORS, INC.
January 9, 2001 - October 29, 2004
EAGLE STRATEGIES LLC
September 19, 1997 - June 10, 2005
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
