Julie A. Lefevre

KERBERROSE WEALTH MANAGEMENT

GREEN BAY, WI 54313

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CRD#: 1766503

Professional summary

Julie Ann Lefevre, who also goes by Julie A Lefevre, Julie A Romuald, is a registered financial advisor currently at KERBERROSE WEALTH MANAGEMENT, LLC located in Green Bay, Wisconsin and APW CAPITAL, INC. located in Green Bay, Wisconsin.

Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Julie has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie A Lefevre | Julie A Romuald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APW CAPITAL BROKER DEALER REGISTERED ADMIN SINCE 08/2021 INVESTMENT RELATED KeberRose Wealth Management; yes; 487 Riverwood Lane, Greenbay, WI 54313; RIA; 8/24/2021; Client Service Associate; 40 hours; 40 hours prepare new client documents, prep client reviews, process trades, respond to client requests, update books & record requirements; Julie LeFevre, Investment related:Yes, 487 Riverwood Lane, Green Bay, WI, 54313, , Client Service Associate, 08/24/2021, 10%, Fixed and Variable Annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Ann Lefevre's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2021 - Present

KERBERROSE WEALTH MANAGEMENT, LLC

Office #1: 487 Riverwood Lane, Green Bay, WI 54313

RIA

CRD#: 168787

GREEN BAY, WI

Current

January 19, 2022 - Present

APW CAPITAL, INC.

Office #1: 487 Riverwood Ln, Green Bay, WI 54313

CRD#: 43814

Green Bay, WI

Past

July 13, 2021 - August 23, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GREEN BAY, WI

Past

July 13, 2021 - August 23, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GREEN BAY, WI

Past

July 12, 2019 - July 6, 2021

VALMARK SECURITIES, INC.

CRD#: 31243

Green Bay, WI

Past

March 19, 2019 - July 16, 2019

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA

CRD#: 38357

Green Bay, WI

Past

March 19, 2019 - July 16, 2019

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CRD#: 38357

Green Bay, WI

Past

December 11, 2017 - March 6, 2019

SCHENCK INVESTMENT SOLUTIONS LLC

RIA

CRD#: 112997

GREEN BAY, WI

Past

July 8, 2004 - August 9, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

De Pere, WI

Past

October 1, 1999 - April 19, 2004

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

December 15, 1998 - October 4, 1999

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

May 5, 1997 - December 15, 1998

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

November 2, 1995 - April 28, 1997

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

January 1, 1994 - October 20, 1995

ASSOCIATED INVESTMENT SERVICES, INC.

CRD#: 1464

GREEN BAY, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Terminated)

Michigan

Registered Investment Advisory firm - (10/27/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/26/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Wisconsin
(8/23/2021)

Wisconsin
(1/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/28/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KERBERROSE WEALTH MANAGEMENT, LLC

CRD#: 168787 / SEC#: 801-119492

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Florida

Registered Investment Advisory firm - (10/26/2020 Terminated)

Michigan

Registered Investment Advisory firm - (10/27/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/26/2020 Terminated)

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Contact information

Main Address

115 E. 5th Street, Shawano, WI 54166

Mailing Address

Phone number

(715) 526-9400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KERBERROSE WEALTH MANAGEMENT PART 2A (7/31/2025)

Regulatory assets under management

Total Number of Accounts	2,911
AUM (Assets Under Management)	$ 909,761,204

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Julie A. Lefevre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Ann Lefevre's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

VALMARK SECURITIES, INC.

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

SCHENCK INVESTMENT SOLUTIONS LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

ASSOCIATED INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

KERBERROSE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2017

Series 63

Date: 1/10/1994

SIE

Date: 8/9/2017

Series 7

Date: 12/28/1993

FINRA

Current Firm

KERBERROSE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KERBERROSE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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