Michael W. White

CETERA INVESTMENT ADVISERS LLC

LANGLEY, WA

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CRD#: 1766131

Professional summary

Michael William White, CFP®, who also goes by Mike White, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Langley, Washington and CETERA ADVISORS LLC located in Langley, Washington.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike White

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: MICHAEL WHITE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: S-CORP FOR TAX REPORTING; START DATE: 1/2011; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: PASS THROUGH FOR TAX REPORTING;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

March 21, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LANGLEY, WA

Current

February 28, 2012 - Present

CETERA ADVISORS LLC

CRD#: 10299

Langley, WA

Past

February 28, 2012 - March 21, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

EVERETT, WA

Past

July 9, 2010 - February 28, 2012

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

RENTON, WA

Past

July 9, 2010 - February 28, 2012

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

EVERETT, WA

Past

January 2, 2009 - July 6, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

EVERETT, WA

Past

June 19, 2006 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

EVERETT, WA

Past

June 19, 2001 - July 6, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

EVERETT, WA

Past

April 2, 1996 - June 20, 2001

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

September 26, 1995 - March 29, 1996

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

October 3, 1994 - October 5, 1995

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

June 4, 1993 - September 30, 1994

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

April 6, 1993 - June 9, 1993

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

February 1, 1991 - April 21, 1993

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

October 26, 1989 - February 4, 1991

PACIFIC FIRST SECURITIES, LTD.

CRD#: 18021

Past

January 20, 1988 - November 14, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/28/2012)

California
(2/28/2012)

Colorado
(10/12/2023)

Florida
(6/4/2014)

Idaho
(12/26/2024)

Indiana
(2/28/2012)

Kentucky
(3/9/2022)

Massachusetts
(4/15/2020)

Montana
(1/3/2020)

Nebraska
(12/26/2024)

New Mexico
(4/5/2024)

North Dakota
(2/28/2012)

Washington
(2/28/2012)

IAR

Washington
(3/21/2024)

Wisconsin
(8/12/2022)

Wyoming
(2/27/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/30/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael W. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael William White's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA ADVISORS LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

AEGON USA SECURITIES INC.

LPL FINANCIAL LLC

KEY INVESTMENTS INC.

WAMU INVESTMENTS, INC.

CAPITAL BROKERAGE CORPORATION

PACIFIC FIRST SECURITIES, LTD.

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/21/1999

Series 63

Date: 11/30/1987

SIE

Date: 10/1/2018

Series 7

Date: 1/16/1988

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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