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Alfonso Francis Bruner Jr

CRD# 1765980·Registered 2011 - 2020
Previously Registered: Being a previously registered professional could mean that Alfonso is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alfonso Francis Bruner JR, who also goes by Alfonso F Bruner Jr, was a registered financial advisor. Alfonso was a previously registered financial professional and started their career in finance 2011 - 2020. Alfonso had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alfonso F Bruner Jr

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

FOX CHASE CAPITAL PARTNERS, LLC·CRD# 104087
BD
Springfield, NJ
May 27, 2020 - October 2, 2020
SCHOTTENFELD GROUP LLC·CRD# 128103
BD
New York, NY
July 2, 2015 - May 8, 2017
KOYOTE TRADING LLC·CRD# 149672
BD
New York, NY
July 2, 2015 - July 3, 2017
TD PRIME SERVICES LLC·CRD# 1914
BD
New York, NY
November 6, 2013 - June 30, 2015
TEJAS SECURITIES GROUP, INC.·CRD# 36705
BD
New York, NY
October 7, 2011 - December 5, 2013
ELEVATION, LLC·CRD# 140341
BD
New York, NY
April 21, 2011 - September 7, 2011

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Current Firm

FC
FOX CHASE CAPITAL PARTNERS, LLC

FOX CHASE CAPITAL PARTNERS, LLC

CRD#: 104087 / SEC#: 8-52624
BD
Terminated by SEC on 12/24/2023

Contact Information

Established

New Jersey since 03/06/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ROCKONKNV LLCDIRECT OWNER—
MANZO, MARK THOMASFINOP1229739
PERRETTI, VICTOR JRCEO711988
PERRETTI, VICTOR JRCCO711988

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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