Andrew R. Bodner

DOUBLE DIAMOND INVESTMENT GROUP

DELRAY BEACH, FL 33444

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CRD#: 1765438

Professional summary

Andrew Ross Bodner, CFP®, who also goes by Andrew Ross Herman, Herman Andrew Ross, is a registered financial advisor currently at DOUBLE DIAMOND INVESTMENT GROUP, LLC located in Delray Beach, Florida and APW CAPITAL, INC. located in Boca Raton, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Andrew has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Insurance Planning

Investment Planning

Are you a "fiduciary"?

Yes

Aliases

Andrew Ross Herman | Herman Andrew Ross

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-Double Diamond Investment Gp, Investment related: Yes, 1719 State Route 10, Suite 105, Parsippany, NJ, 07054, investment management, President, 01/08/2010, 50, manage portfolios, compliance 2-Madison Brokerage; Morristown, NJ; Business Type: Fixed Insurance/excludes equity indexed annuities; Start date: 09/25/2015; Title: RIA; Duties: Banner life fixed life insurance; Time spent: Maybe an hour. 3-DoubleDiamon Investment Group; Investment related: Yes; Parsippany, NJ; RIA; investing retained percentage; offerings of tax free bonds or US Treasury items; Start Date: 1/8/2010; Time Spent: 80 hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Ross Bodner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

January 12, 2010 - Present

DOUBLE DIAMOND INVESTMENT GROUP, LLC

Office #1: 55 Se 2nd Avenue, Delray Beach, FL 33444

RIA

CRD#: 152755

DELRAY BEACH, FL

Current

January 12, 2010 - Present

APW CAPITAL, INC.

CRD#: 43814

Boca Raton, FL

Past

July 22, 2002 - January 14, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

FLORHAM PARK, NJ

Past

September 8, 1992 - January 14, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

FLORHAM PARK, NJ

Past

November 2, 1988 - September 11, 1992

GMS GROUP

CRD#: 8000

Past

January 22, 1988 - December 31, 1988

MOORE & SCHLEY, CAMERON & CO.

CRD#: 6917

Past

November 25, 1987 - September 11, 1992

GMS GROUP

CRD#: 8000

EAST HANOVER, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/23/2019)

Colorado
(1/5/2021)

Florida
(1/7/2013)

IAR

Florida
(9/22/2023)

Georgia
(1/23/2023)

Illinois
(11/19/2020)

Maryland
(3/4/2022)

IAR

New Jersey
(1/12/2010)

New Jersey
(1/21/2010)

New York
(1/12/2010)

IAR

New York
(11/21/2021)

North Carolina
(4/13/2015)

Pennsylvania
(2/7/2014)

Texas
(10/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/17/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DOUBLE DIAMOND INVESTMENT GROUP, LLC

CRD#: 152755 / SEC#: 801-71006

RIA

Registered Investment Advisory firm - (6/29/2012 Terminated)

Florida

Registered Investment Advisory firm - (9/22/2023 Approved)

Nevada

Registered Investment Advisory firm - (1/23/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (6/27/2012 Approved)

New York

Registered Investment Advisory firm - (6/7/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

55 Se 2nd Avenue, Delray Beach, FL 33444

Mailing Address

Phone number

(973) 296-7955

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	267
AUM (Assets Under Management)	$ 56,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Andrew R. Bodner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Ross Bodner's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

GMS GROUP

MOORE & SCHLEY, CAMERON & CO.

GMS GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 12/17/1987

SIE

Date: 10/1/2018

Series 7

Date: 11/21/1987

FINRA

Current Firm

DOUBLE DIAMOND INVESTMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DOUBLE DIAMOND INVESTMENT GROUP, LLC

TRUST BUT VERIFY

Contact information

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