Stephen F. Lybrand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Forrester Lybrand, who also goes by Stephen F Lybrand, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1987. Stephen had worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2010 - October 23, 2015
TRUIST INVESTMENT SERVICES, INC.
September 2, 2010 - October 23, 2015
TRUIST INVESTMENT SERVICES, INC.
October 23, 2006 - September 3, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
October 20, 2006 - September 3, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
December 13, 2005 - October 25, 2006
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
December 2, 2005 - October 25, 2006
AMSOUTH INVESTMENT SERVICES, INC.
February 23, 2005 - November 28, 2005
INVEST FINANCIAL CORPORATION
February 15, 2005 - November 28, 2005
INVEST FINANCIAL CORPORATION
March 6, 2000 - February 16, 2005
SOUTHTRUST SECURITIES, LLC
June 14, 1999 - March 8, 2000
CITICORP INVESTMENT SERVICES
October 2, 1998 - June 7, 1999
ESSEX NATIONAL SECURITIES, LLC
May 1, 1998 - October 2, 1998
WAMU INVESTMENTS, INC.
June 13, 1995 - May 1, 1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
July 26, 1994 - June 15, 1995
CITIGROUP GLOBAL MARKETS INC.
July 6, 1993 - July 6, 1994
NATIONSSECURITIES
January 8, 1992 - July 6, 1993
MORGAN STANLEY DW INC.
December 22, 1987 - January 25, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
