Curtis O. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Orlonda Robinson, who also goes by Curtis Orlonda Robinson Sr, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1988. Curtis had worked at 11 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2013 - March 3, 2014
PAULSON INVESTMENT COMPANY LLC
July 27, 2011 - December 13, 2011
FINANCIAL WEST GROUP
January 14, 2009 - August 26, 2010
ADVANCED EQUITIES, INC.
June 25, 2008 - January 9, 2009
FINANCIAL WEST GROUP
April 5, 2005 - July 15, 2008
THE SHEMANO GROUP, INC.
May 20, 2003 - December 31, 2004
CANTELLA & CO., INC.
September 21, 1998 - May 20, 2003
KIRLIN SECURITIES INC.
June 18, 1997 - November 3, 1998
H.J. MEYERS & CO., INC.
May 2, 1996 - June 13, 1997
INTERFIRST CAPITAL CORPORATION
March 29, 1994 - September 18, 1995
H.J. MEYERS & CO., INC.
May 26, 1992 - April 6, 1994
VERAVEST INVESTMENTS, INC.
May 3, 1988 - October 3, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 3, 1988 - October 3, 1989
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
