Paul Vincent Demarco
Professional Summary
Paul Vincent Demarco, who also goes by Paul Demarco Jr, is a registered financial advisor currently at DAIWA CAPITAL MARKETS AMERICA INC. located in Cliffside Park, New Jersey. Paul is registered as a RR (Registered Representative) and started their career in finance in 1987. Paul has worked at 6 firms and has passed the Series 63, Series 57TO, Series 79TO, Series 3, SIE, Series 55, Series 7, Series 24, Series 10, Series 9 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul Demarco Jr
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Years of Experience
39 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Current Firm
DAIWA CAPITAL MARKETS AMERICA INC. | DAIWA SECURITIES AMERICA INC.
Contact Information
Main Address
1251 Avenue Of The Americas 49th Fl, New York, NY, 10020Mailing Address
1251 Avenue Of The Americas 49th Fl, New York, NY, 10020Phone Number
(212) 612-7000Established
New York since 12/08/1964Firm Type
CorporationFiscal Year End
MarchFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CAPITAL MARKETS AMERICA HOLDINGS INC. | SHAREHOLDER | — |
| DEMARCO, PAUL VINCENT | MANAGING DIRECTOR / CO-HEAD OF EQUITY DIVISION | 1764577 |
| DITO, HOLLY ELOISE | EXECUTIVE DIRECTOR / CHIEF COMPLIANCE OFFICER | 2155924 |
| MACHIDA, KEIJI | CHAIRMAN | 7273228 |
| PARRY, GEORGE L | CFO / TREASURER | 3221390 |
| PROSCIA, DANIEL JOSEPH | MANAGING DIRECTOR / CO-HEAD OF FIXED INCOME | 2098362 |
| REMY, RAYMOND CHAMP | VICE CHAIRMAN (BOARD OF DIRECTORS) | 1600832 |
| SAMBONGI, TOHRU | MANAGING DIRECTOR / CO-HEAD OF FIXED INCOME | 7302894 |
| UEJIMA, EIJI | MANAGING DIRECTOR / CO-HEAD OF EQUITY DIVISION | 8039040 |
| YAMAGUCHI, DAISUKE | PRESIDENT & CEO (BOARD OF DIRECTORS) | 8281962 |
Disclosures
Regulatory Event
30Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
(6/13/2003)
(8/15/2014)
(1/31/2006)
(12/10/2002)
(5/21/2013)
(2/4/2003)
(12/11/2002)
(1/30/2006)
(6/10/2016)
(8/13/2003)
(7/16/2003)
(1/30/2006)
(1/9/2003)
(1/31/2006)
(1/31/2006)
(1/27/2006)
(1/30/2006)
(2/2/2006)
(2/12/2014)
(2/2/2006)
(2/7/2003)
(11/8/2013)
(12/17/2002)
(2/16/2006)
(1/27/2014)
(11/8/2013)
(6/24/2016)
(8/19/2003)
(2/11/2014)
(12/9/2002)
(11/15/2013)
(1/3/2003)
(1/31/2006)
(8/13/2003)
(1/30/2006)
(1/31/2006)
(12/13/2002)
(8/31/2026)
(2/2/2006)
(1/30/2006)
(2/2/2006)
(5/29/2013)
(1/27/2006)
(1/31/2006)
(1/27/2006)
(1/27/2006)
(1/27/2006)
(12/11/2002)
(1/27/2006)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2003About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed May 2003About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Paul Vincent Demarco's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
