Neil A. Mcdonald
Professional summary
Neil Anthony Mcdonald is a registered financial professional currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey.
Neil is registered as a RR (Registered Representative) and started their career in finance in 1987. Neil has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 44, Series 55, Series 17, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Neil Anthony Mcdonald's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2024 - Present
MOOMOO FINANCIAL INC.
Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311November 10, 2014 - July 7, 2016
VIRTU ITG LLC
April 11, 2013 - September 16, 2013
SCOUT TRADING, LLC
February 13, 2009 - June 29, 2012
J.P. MORGAN SECURITIES LLC
March 6, 1992 - July 30, 1997
GOLDMAN SACHS & CO. LLC
December 3, 1987 - October 29, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/24/2024
General Securities Representative ExaminationSeries 44
Date: 12/15/2011
PCX Market Maker ExamSeries 55
Date: 5/20/2011
Limited Representative-Equity Trader ExamSeries 17
Date: 2/12/2009
Limited Registered Representative ExaminationFINRA
Current Firm
MOOMOO FINANCIAL INC.
CRD#: 283078 / SEC#: , 8-69739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUTU US INC | SHAREHOLDER | |
| CHAN, WING KEI | MANAGING DIRECTOR | 6616753 |
| DU, SHUANG | HEAD OF US OPERATIONS | 5005050 |
| MCDONALD, NEIL ANTHONY | CEO | 1764574 |
| PALMER, NATHAN TYLER | PRESIDENT | 5805173 |
| PARSONS, DARREN JAMES | CHIEF OPERATIONS OFFICER | 2382680 |
| SHARMA, VICKRAMJIT | CHIEF LEGAL OFFICER | 7186502 |
| SHEN, QIUFANG | HEAD OF FINANCE | 3158926 |
| STIFELMAN, GLEN ROBERT | CHIEF COMPLIANCE OFFICER | 1699013 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
