Steven H. Loheit

FINANCIAL PERSPECTIVES

Minneapolis, MN 55447-5341

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CRD#: 1764303

Professional summary

Steven Howard Loheit, who also goes by Steve Loheit, is a registered financial advisor currently at FINANCIAL PERSPECTIVES located in Minneapolis, Minnesota and PURSHE KAPLAN STERLING INVESTMENTS located in Minneapolis, Minnesota.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Steven has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Loheit

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) STEVEN H. LOHEIT, INC., 27915 WOODSIDE RD, SHOREWOOD, MN 55331. OWNER/S CORP FOR FINANCIAL PLANNING BUSINESS, SIGN COMISSIONS OVER TO SINGLE MEMBER S CORP, INVESTMENT RELATED. 02/1998. 2) INSURANCE AGENT, STATE OF MN. LIFE, HEALTH AND VARIABLE, 3300 FERNBROOK LANE N, SUITE 250, MINNEAPOLIS, MN 55447. INVESTMENT REALTED. 03/2004. 3) FINANCIAL PERSPECTIVES, INC., 3300 FERNBROOK LANE N, SUITE 250, MINNEAPOLIS, MN 55447. RIA, INVESTMENT RELATED. 01/2006.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Howard Loheit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2012 - Present

FINANCIAL PERSPECTIVES

Office #1: 3300 Fernbrook Ln N Suite 250, Minneapolis, MN 55447-5341

RIA

CRD#: 135549

Minneapolis, MN

Current

August 1, 2013 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 3300 Fernbrook Lane N Suite 250, Minneapolis, MN 55447

CRD#: 35747

Minneapolis, MN

Past

February 1, 2010 - August 28, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

PLYMOUTH, MN

Past

January 3, 2006 - February 1, 2010

ASKAR CORP.

CRD#: 7512

PLYMOUTH, MN

Past

April 13, 2004 - December 31, 2005

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

September 17, 2002 - April 12, 2004

ASKAR CORP.

CRD#: 7512

BLOOMINGTON, MN

Past

March 16, 1998 - May 4, 1999

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

July 15, 1997 - December 31, 1997

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL PERSPECTIVES

FINANCIAL PERSPECTIVES | FPWEALTH | FP WEALTH | FP | FINANCIAL PERSPECTIVES, INC.

CRD#: 135549 / SEC#: 801-97343

RIA

Registered Investment Advisory firm - (6/2/2015 Approved)

Colorado

Registered Investment Advisory firm - (6/19/2015 Terminated)

Florida

Registered Investment Advisory firm - (6/4/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (6/4/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(8/1/2013)

IAR

Minnesota
(12/9/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/15/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/16/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL PERSPECTIVES

FINANCIAL PERSPECTIVES | FPWEALTH | FP WEALTH | FP | FINANCIAL PERSPECTIVES, INC.

CRD#: 135549 / SEC#: 801-97343

RIA

Registered Investment Advisory firm - (6/2/2015 Approved)

Colorado

Registered Investment Advisory firm - (6/19/2015 Terminated)

Florida

Registered Investment Advisory firm - (6/4/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (6/4/2015 Terminated)

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Contact information

Main Address

3300 Fernbrook Ln N Suite 250, Minneapolis, MN 55447-5341

Mailing Address

Phone number

(763) 553-7779

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,754
AUM (Assets Under Management)	$ 1,000,250,400

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/25/2025	Cover Page	Report
08/23/2024	Cover Page	Report
09/25/2023	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Steven H. Loheit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Howard Loheit's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH, INC.

ASKAR CORP.

LASALLE ST SECURITIES, L.L.C.

ASKAR CORP.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

FINANCIAL PERSPECTIVES

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2012

Series 63

Date: 11/15/2002

SIE

Date: 10/1/2018

Series 7

Date: 10/27/2004

Series 6

Date: 9/16/2002

FINRA

Current Firm

FINANCIAL PERSPECTIVES

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FINANCIAL PERSPECTIVES

TRUST BUT VERIFY

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