MM
Maxim I. Meyers
OCTAVIA WEALTH ADVISORS LLC
Blue Ash, OH 45242
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CRD#: 1762797
MM
Professional summary
Maxim Ian Meyers, CFP®, who also goes by Maxim I Meyers, is a registered financial advisor currently at OCTAVIA WEALTH ADVISORS LLC located in Blue Ash, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Cincinnati, Ohio.
Maxim is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Maxim has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Employee and Employer Plan Ben...
Estate Planning
Tax Planning
Long-term Care
Are you a "fiduciary"?
Yes
Aliases
Maxim I Meyers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Maxim Meyers is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 06/2020. Business is conducted from 9999 Carver Road, Suite 130, Cincinnati, Ohio 45242. Approximately 90% of Maxim Meyer's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated.
2) 1. Octavia Risk Management 2. Not investment related 3. 9999 Carver Rd, Suite 130 Cincinatti, OH 45242 4. Fixed/Traditional Insurance 5. Agent 6. 6/2020 7. 40 hrs/mo 8. 40 hrs during trading 9. Sales of fixed/traditional insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Maxim Ian Meyers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
June 12, 2020 - Present
OCTAVIA WEALTH ADVISORS LLC
Office #1: 9999 Carver Road, Blue Ash, OH 45242RIA
CRD#: 306909
Blue Ash, OH
Current
June 12, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 9999 Carver Road Suite 130, Cincinnati, OH 45242BD
CRD#: 35747
Cincinnati, OH
Past
January 24, 2003 - July 10, 2020
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BLUE ASH, OH
Past
November 5, 1987 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
November 5, 1987 - July 10, 2020
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BLUE ASH, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OCTAVIA WEALTH ADVISORS LLC
OCTAVIA WEALTH ADVISORS LLC
CRD#: 306909 / SEC#: 801-118078
RIA
Registered Investment Advisory firm - (2/18/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/2/2020)
RR
Colorado(6/12/2020)
RR
Florida(6/12/2020)
RR
Georgia(7/14/2020)
RR
Illinois(6/12/2020)
RR
Indiana(6/12/2020)
RR
Kentucky(6/12/2020)
RR
Massachusetts(7/8/2020)
RR
Ohio(6/12/2020)
IAR
Ohio(6/12/2020)
RR
South Carolina(11/6/2023)
RR
Texas(8/4/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OW
OCTAVIA WEALTH ADVISORS LLC
OCTAVIA WEALTH ADVISORS LLC
CRD#: 306909 / SEC#: 801-118078
RIA
Registered Investment Advisory firm - (2/18/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9999 Carver Road Suite 130, Cincinnati, OH 45242
Mailing Address
Phone number
(513) 762-7701
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,332 |
| AUM (Assets Under Management) | $ 1,789,186,080 |
Red Flags
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Company Information
OCTAVIA WEALTH ADVISORS LLC
CRD#: 306909Blue Ash, OH 45242TRUST BUT VERIFY
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Contact information
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