Michael A. Stephens
Professional summary
Michael Arthur Stephens, who also goes by Mike Stephens, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Burlingame, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 4 firms and has passed the SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Arthur Stephens's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2016 - Present
FORTUNE FINANCIAL SERVICES, INC.
Office #1: 1350 Bayshore Highway Suite 210, Burlingame, CA 94010May 3, 2011 - June 28, 2016
GIRARD SECURITIES, INC.
February 19, 2010 - May 12, 2011
NEXT FINANCIAL GROUP, INC.
May 11, 1988 - November 29, 1995
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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