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WP

Walter M. Peczon

AIRWALLEX CAPITAL (US)
SAN FRANCISCO, CA 94105
Some features on this profile are disabled
CRD#: 1762762
WP

Professional summary

Walter Martin Peczon, who also goes by Walter Peczon, Wally Peczon, is a registered financial professional currently at AIRWALLEX CAPITAL (US) LLC located in San Francisco, California.

Walter is registered as a RR (Registered Representative) and started their career in finance in 1988. Walter has worked at 15 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Walter Peczon | Wally Peczon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Walter Martin Peczon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 15, 2025 - Present

AIRWALLEX CAPITAL (US) LLC

Office #1: 188 Spear Street 9th Floor, San Francisco, CA, 94105Office #2: 188 Spear Street 9th Floor, San Francisco, CA, 94105
BD
CRD#: 332388
SAN FRANCISCO, CA
Past

May 15, 2023 - June 29, 2023

SPRINKLEBROKERAGE, INC.

BD
CRD#: 285216
SAN DIEGO, CA
Past

June 27, 2022 - October 12, 2023

DOO FINANCIAL US, INC.

BD
CRD#: 24409
FORT WORTH, TX
Past

February 9, 2022 - August 29, 2025

TECHSPEED CLEARING LLC

BD
CRD#: 313766
ADDISON, TX
Past

September 23, 2021 - November 28, 2023

RISEVEST FINANCIAL SECURITIES LIMITED

BD
CRD#: 151120
NEW YORK, NY
Past

May 30, 2018 - February 4, 2021

VELOX CLEARING LLC

BD
CRD#: 290215
MIAMI, FL
Past

February 8, 2017 - July 31, 2017

VELOX SECURITIES, INC.

BD
CRD#: 285402
ANAHEIM, CA
Past

July 14, 2011 - January 3, 2017

ELECTRONIC TRANSACTION CLEARING, INC.

BD
CRD#: 146122
DALLAS, TX
Past

March 6, 2009 - July 14, 2011

FINANCIAL ADVISERS OF AMERICA, LLC

RIA
CRD#: 142170
CARLSBAD, CA
Past

March 6, 2009 - July 14, 2011

FINANCIAL ADVISERS OF AMERICA, LLC

BD
CRD#: 142170
CARLSBAD, CA
Past

June 19, 2006 - December 9, 2008

GOLD COAST SECURITIES, INC.

BD
CRD#: 110925
GOLD RIVER, CA
Past

June 7, 2006 - December 9, 2008

GOLD COAST SECURITIES, INC.

RIA
CRD#: 110925
GOLD RIVER, CA
Past

April 24, 2000 - June 24, 2004

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

December 23, 1999 - June 24, 2004

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
SANTA MONICA, CA
Past

November 16, 1995 - August 28, 1998

J.P. MORGAN CLEARING CORP.

BD
CRD#: 28432
BROOKLYN, NY
Past

November 16, 1995 - August 28, 1998

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

May 10, 1994 - November 3, 1995

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA
Past

November 6, 1989 - June 13, 1990

WEDBUSH SECURITIES INC.

BD
CRD#: 877
PASADENA, CA
Past

February 24, 1988 - April 27, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(3/5/2026)
RR
Arizona
(3/18/2026)
RR
Arkansas
(3/25/2026)
RR
California
(12/9/2025)
RR
Connecticut
(3/9/2026)
RR
District of Columbia
(4/1/2026)
RR
Florida
(12/19/2025)
RR
Georgia
(3/6/2026)
RR
Illinois
(4/3/2026)
RR
Indiana
(3/24/2026)
RR
Iowa
(3/5/2026)
RR
Kentucky
(3/5/2026)
RR
Louisiana
(2/4/2026)
RR
Maine
(3/5/2026)
RR
Massachusetts
(3/30/2026)
RR
Michigan
(3/5/2026)
RR
Minnesota
(4/3/2026)
RR
Missouri
(3/20/2026)
RR
Montana
(3/27/2026)
RR
Nebraska
(3/13/2026)
RR
Nevada
(3/5/2026)
RR
New Hampshire
(3/10/2026)
RR
New Mexico
(3/9/2026)
RR
New York
(1/8/2026)
RR
North Carolina
(1/30/2026)
RR
Ohio
(3/11/2026)
RR
Oregon
(3/19/2026)
RR
Pennsylvania
(1/21/2026)
RR
Rhode Island
(3/5/2026)
RR
South Carolina
(3/23/2026)
RR
South Dakota
(2/9/2026)
RR
Vermont
(1/21/2026)
RR
Virginia
(3/17/2026)
RR
West Virginia
(3/19/2026)
RR
Wisconsin
(3/5/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/20/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/29/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/15/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/9/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/8/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
AIRWALLEX CAPITAL (US) LLC
AIRWALLEX CAPITAL (US) LLC

CRD#: 332388 / SEC#: , 8-71282

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
188 Spear Street 9th Floor, San Francisco, CA, 94105
Mailing Address
188 Spear Street 9th Floor, San Francisco, CA, 94105
Phone number
(310) 908-2515
Established
Delaware since 06/24/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AIRWALLEX CAPITAL HOLDING (SINGAPORE) PTE LTDSHAREHOLDER
DEDILECTIS, GARY JAMESCFO & FINOP1664764
PECZON, WALTER MARTINCEO & CCO1762762
THATCHER, WILLIAM LESLIECOO2564782

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AIRWALLEX CAPITAL (US) LLC

CRD#: 332388San Francisco, CA 94105

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