James P. Casement
CETERA INVESTMENT ADVISERS LLC
Bradenton, FL 34210
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CRD#: 1762715
Professional summary
James P Casement, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bradenton, Florida and CETERA WEALTH SERVICES, LLC located in Bradenton, Florida.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. James has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Law Offices of James P. Casement~1595 Weld Road #3~Elgin~IL~60123~Attorney/Legal Practice~Owner/Sole Proprietor~11/1/2007~160hrs~120hrs~law office, estates and wills, real estate tax and commercial detail. 2) JMK Investment Group LLC~1595 Weld Road #4~Elgin~IL~60123~Other~Partner/General Partner~3/1/2004~1hrs~0hrs~Family Partnership 3) Casement Financial Services,~1595 Weld Road #4~Elgin~IL~60123~Tax Preparation/Accounting~Tax Preparation/Accounting~9/1/1986~5hrs~0hrs~Tax Preparation, Consulting 4) Casement Group, P.C.~1595 Weld Road~Elgin~IL~60123~Attorney/Legal Practice~President~4/13/2012~25hrs~20hrs~Lawyer/CPA, Legal and Tax Services 5) Casement Group, LLC DBA Casement Tax Preparation, Non-investment related; Lakewood, FL; Managing Member, Tax preparation business that will start doing business in Lakewood Ranch Florida in February 2021; preparing tax returns; 75/hours a month; 30 hours a month/trade 6) CASTLE SMITH LLC POSITION: Investor through JMK Investment Group LLC NATURE: CastleSmith is a holding company that will be investing in Storage/ Laundry facilities operating under the trade name of Keep Rentals/Keep Rentals. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 10/25/2023 ADDRESS: 3653 Cortez Road W, Suite 100, Bradenton FL 34210, United States DESCRIPTION: CPA, legal advisor
CRS (Client Relationship Summary) - RIA
Click below to view James P Casement's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
August 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3653 Cortez Road W Suite 100, Bradenton, FL 34210RIA
CRD#: 105644
Bradenton, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3653 Cortez Road Suite 100, Bradenton, FL 34210BD
CRD#: 13572
Bradenton, FL
Past
February 22, 1998 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Bradenton, FL
Past
December 24, 1987 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Bradenton, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Colorado(9/5/2025)
IAR
Florida(8/5/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
RR
Michigan(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
