Robert A. Russo
Professional summary
Robert Anthony Russo, who also goes by Robert Russo, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Brooklyn, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1988. Robert has worked at 8 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Anthony Russo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2007 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 336 9th St, Brooklyn, NY 11215-8130July 5, 2007 - August 29, 2007
MSI FINANCIAL SERVICES, INC.
January 1, 2005 - July 2, 2007
HSBC SECURITIES (USA) INC.
April 17, 2001 - January 1, 2005
HSBC BROKERAGE (USA) INC.
February 4, 2000 - April 10, 2001
ESSEX NATIONAL SECURITIES, LLC
September 19, 1997 - February 24, 2000
PRIME CAPITAL SERVICES, INC.
August 29, 1989 - September 24, 1996
METROPOLITAN LIFE INSURANCE COMPANY
August 29, 1989 - September 24, 1996
MSI FINANCIAL SERVICES, INC.
February 23, 1988 - July 14, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2008)
(10/4/2007)
(5/14/2019)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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