GF
George V. Famiglio
CETERA INVESTMENT ADVISERS LLC
Sarasota, FL 34236
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CRD#: 1761703
GF
Professional summary
George Vincent Famiglio JR, CFP®, who also goes by George VIncent Famiglio, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sarasota, Florida and CETERA WEALTH SERVICES, LLC located in Sarasota, Florida.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. George has worked at 4 firms and has passed the Series 63, SIE, Series 72, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Vincent Famiglio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fiduciary Appointment-Trustee~'NIR'~1634 Main Street~Sarasota~FL~34236~1/11/2006~5hrs~2hrs~Monthly check disbursements, bank reconciliation, monitor the brokerage account each month. trust accounting to the clerk of courts in Manatee, FL 2) GEORGE V FAMIGLIO, JR, PA DBA FAMIGLIO AND ASSOCIATES POSITION: CPA NATURE: TAX PREPARATION SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 07/01/1988 ADDRESS: 1634 Main Street, Sarasota FL 34236, United States DESCRIPTION: TAX PREPARATION SERVICES 3) PARAMOUNT SECURITIES, LTD~'NIR'~4 STATE RD, PMB 506~MEDIA~PA~19063~Other~Other~3/13/2012~0hrs~0hrs~FAMILY HOLDING CO 4) RENTAL PROPERTY~'NIR'~1634 MAIN ST~SARASOTA~FL~34230-3319~Rental Property Owner/Management~Other~7/31/2011~3hrs~0hrs~I OWN RENTAL PROPERTIES THRU OLYMPIC EQUITIES, LLC AND GULF COAST PROPERTIES OF SARASOTA, INC 5) George V Famiglio Jr PA; President; Tax Preparation/Accounting; NIR; 100; 07/01/1988; SARASOTA FL 34236; complete name--George V Famiglio Jr PA dba George V Famiglio Jr and Associates
CRS (Client Relationship Summary) - RIA
Click below to view George Vincent Famiglio JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
August 11, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1634 Main Street, Sarasota, FL 34236RIA
CRD#: 105644
Sarasota, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1634 Main Street, Sarasota, FL 34236BD
CRD#: 13572
SARASOTA, FL
Past
August 17, 1990 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
SARASOTA, FL
Past
November 16, 1987 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
SARASOTA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Delaware(9/5/2025)
IAR
Florida(8/11/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Illinois(9/18/2025)
RR
Indiana(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New Mexico(9/5/2025)
RR
New York(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 72
Date: 7/16/2001
Government Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 62
Date: 6/25/2001
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
