Robert W. Ker
Professional summary
Robert Walker Ker, who also goes by Rab Ker III, Robert Walker Ker III, is a registered financial professional currently at WESTWOOD CAPITAL, LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Walker Ker's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2011 - Present
WESTWOOD CAPITAL, LLC
Office #1: 437 Madison Avenue 24th Floor, New York, NY 10022Office #2: 437 Madison Avenue 24th Floor, New York, NY 10022October 6, 2009 - August 30, 2011
PAS CAPITAL, LLC
July 5, 2007 - April 16, 2008
CAROLINA FINANCIAL SECURITIES, LLC
August 27, 1992 - June 1, 2005
CREDIT SUISSE SECURITIES (USA) LLC
November 25, 1987 - August 31, 1992
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2015)
(3/16/2015)
(3/7/2019)
(11/29/2011)
(5/14/2015)
(3/19/2015)
Exams
FINRA
Current Firm
WESTWOOD CAPITAL, LLC
CRD#: 39551 / SEC#: , 8-48745
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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