Joseph J. Cianci

STONEHAVEN

NEW YORK, NY 10020

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CRD#: 1760643

Professional summary

Joseph Jeffrey Cianci, who also goes by J Jeffrey Cianci, Jeffrey Cianci, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1987. Joseph has worked at 11 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 86, Series 87, Series 79, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

J Jeffrey Cianci | Jeffrey Cianci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Jeffrey Cianci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2024 - Present

STONEHAVEN, LLC

Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020

CRD#: 118913

NEW YORK, NY

Past

February 4, 2019 - October 2, 2024

PICKWICK CAPITAL PARTNERS, LLC

CRD#: 130672

NEW YORK, NY

Past

November 28, 2018 - December 31, 2019

CAIM LLC

RIA

CRD#: 144946

Greenwich, CT

Past

November 21, 2017 - November 5, 2018

TELLSON SECURITIES

CRD#: 286665

New York, NY

Past

December 5, 2013 - December 31, 2016

FUSION ANALYTICS INVESTMENT PARTNERS LLC

RIA

CRD#: 139321

NEW YORK, NY

Past

January 27, 2012 - June 27, 2017

FUSION ANALYTICS SECURITIES LLC

CRD#: 124245

New York, NY

Past

June 16, 2011 - January 23, 2012

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

May 13, 2011 - December 5, 2013

MARVISTA MANAGEMENT, LLC

RIA

CRD#: 149183

RIVERSIDE, CT

Past

March 9, 2000 - April 17, 2007

UBS SECURITIES LLC

CRD#: 7654

STAMFORD, CT

Past

November 23, 1990 - September 24, 1998

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

November 25, 1987 - February 25, 1989

ROBERT FLEMING INC.

CRD#: 1711

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/22/2024)

Connecticut
(10/22/2024)

Florida
(10/22/2024)

Massachusetts
(10/22/2024)

New York
(10/22/2024)

Exams

State Security Law Exam

Series 63

Date: 2/7/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/21/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 11/17/2016

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 2/9/2016

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 79

Date: 11/18/2015

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 55

Date: 6/28/2011

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/15/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/10/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STONEHAVEN, LLC

CRD#: 118913 / SEC#: , 8-53699

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Mailing Address

600 Fifth Avenue 2nd Floor, New York, NY 10020

Phone number

(917) 349-7050

Established

Delaware since 10/12/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STONEHAVEN HOLDINGS LLC	SOLE MEMBER OF STONEHAVEN LLC
FRANK, DAVID THOMAS	CEO	3256230
JAFARZADEH, STEVEN ERIC	CCO	2994968
SULLIVAN, MARK JOSEPH	CGO	2925479

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph J. Cianci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Jeffrey Cianci's CRS (Customer Relationship Summary).

Certified licenses

Experience

PICKWICK CAPITAL PARTNERS, LLC

CAIM LLC

TELLSON SECURITIES

FUSION ANALYTICS INVESTMENT PARTNERS LLC

FUSION ANALYTICS SECURITIES LLC

FIRST NEW YORK SECURITIES L.L.C.

MARVISTA MANAGEMENT, LLC

UBS SECURITIES LLC

J.P. MORGAN SECURITIES LLC

ROBERT FLEMING INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/7/2012

Series 65

Date: 1/21/2009

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 86

Date: 11/17/2016

Series 87

Date: 2/9/2016

Series 79

Date: 11/18/2015

Series 55

Date: 6/28/2011

Series 7

Date: 6/15/2011

Series 24

Date: 4/10/2017

FINRA

Current Firm

STONEHAVEN, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

STONEHAVEN, LLC

TRUST BUT VERIFY

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