Werner Graser
Professional summary
Werner Graser is a registered financial professional currently at DELPHOS MMJ L.P. located in New York, New York.
Werner is registered as a RR (Registered Representative) and started their career in finance in 1988. Werner has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Werner Graser's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2005 - Present
DELPHOS MMJ L.P.
Office #1: 1270 Avenue Of The Americas 7th Floor, New York, NY 10020Office #2: 1270 Avenue Of The Americas 7th Floor, New York, NY 10020May 14, 2004 - January 3, 2008
NIGHTHAWK PARTNERS INC.
May 5, 2000 - October 30, 2002
ABN AMRO INCORPORATED
July 8, 1993 - April 13, 1998
LASALLE FINANCIAL SERVICES, INC.
March 10, 1989 - July 8, 1993
EAB SECURITIES, INC.
January 19, 1988 - May 20, 1989
HSBC BROKERAGE (USA) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/15/2005)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DELPHOS MMJ L.P.
CRD#: 137389 / SEC#: , 8-67083
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
