Brian M. Oravec

THE O.N. EQUITY SALES COMPANY

Cincinnati, OH 45242

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CRD#: 1758866

Professional summary

Brian Michael Oravec, who also goes by Brian Oravec, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Cincinnati, Ohio.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1988. Brian has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 6, Series 9, Series 10, Series 4 and Series 8 exams.

Question & Answer

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Aliases

Brian Oravec

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Michael Oravec's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2023 - Present

THE O.N. EQUITY SALES COMPANY

Office #1: One Financial Way, Cincinnati, OH 45242

CRD#: 2936

Cincinnati, OH

Past

February 25, 2009 - October 1, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Past

September 5, 2007 - December 11, 2008

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

COVINGTON, KY

Past

January 1, 1988 - December 11, 2006

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/22/2025)

Arizona
(5/27/2025)

California
(6/14/2024)

Colorado
(5/21/2025)

Connecticut
(6/20/2024)

Florida
(6/13/2024)

Georgia
(5/22/2025)

Idaho
(6/4/2024)

Illinois
(8/9/2024)

Indiana
(7/26/2024)

Iowa
(5/23/2025)

Kansas
(6/4/2024)

Kentucky
(7/2/2024)

Louisiana
(5/21/2025)

Maryland
(5/22/2025)

Massachusetts
(6/14/2024)

Michigan
(6/28/2024)

Minnesota
(5/21/2025)

Mississippi
(5/21/2025)

Missouri
(6/4/2024)

Nebraska
(6/13/2024)

Nevada
(5/21/2025)

New Hampshire
(9/2/2025)

New Jersey
(7/22/2025)

New York
(5/22/2025)

North Carolina
(7/26/2024)

Ohio
(6/27/2024)

Oklahoma
(5/21/2025)

Oregon
(5/22/2025)

Pennsylvania
(6/17/2024)

Rhode Island
(7/23/2025)

Tennessee
(6/5/2024)

Texas
(5/21/2025)

Virginia
(5/22/2025)

Washington
(7/25/2024)

West Virginia
(7/8/2024)

Wisconsin
(6/18/2024)

THE O.N. EQUITY SALES COMPANY

CRD#: 2936 / SEC#: , 8-14161

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One Financial Way, Cincinnati, OH 45242

Mailing Address

P.o. Box 371, Cincinnati, OH 45201-0371

Phone number

(513) 794-6794

Established

Ohio since 08/22/1968

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CONSTELLATION INSURANCE, INC.	PARENT COMPANY
VANHOY, ANDREW JOSEPH	DIRECTOR & CHIEF COMPLIANCE OFFICER	3012299
WESTBROCK, NANCY M	CHARIMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER	5637288

Disclosures

Regulatory Event	7
Arbitration	2

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian M. Oravec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Michael Oravec's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/3/2024

Series 7TO

Date: 12/16/2022

SIE

Date: 10/1/2018

Series 7

Date: 4/22/1989

Series 6

Date: 12/29/1987

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 4

Date: 12/16/2022

Series 8

Date: 8/24/1992

FINRA

Current Firm

THE O.N. EQUITY SALES COMPANY

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

THE O.N. EQUITY SALES COMPANY

TRUST BUT VERIFY

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