Nicholas A. Lobasso
Professional summary
Nicholas Alexander Lobasso, who also goes by Nicholas Anthony Lobasso, Nicholas Lobasso, is a registered financial professional currently at ALEXANDER CAPITAL, L.P. located in The Villages, Florida.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 1987. Nicholas has worked at 16 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Alexander Lobasso's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2017 - Present
ALEXANDER CAPITAL, L.P.
Office #1: 11834 Cr 101, Suite 203, The Villages, FL 32162Office #2: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701April 20, 2015 - October 2, 2017
ARIVE CAPITAL MARKETS
August 11, 2008 - April 21, 2015
GLOBAL ARENA CAPITAL CORP
January 9, 2002 - August 14, 2008
JOSEPH GUNNAR & CO. LLC
April 16, 2001 - April 17, 2001
BLUESTONE CAPITAL CORP.
April 16, 2001 - January 14, 2002
H.C.WAINWRIGHT & CO., LLC
December 2, 1998 - March 28, 2001
TRADE.COM ONLINE SECURITIES, INC.
June 18, 1998 - November 24, 1998
WINDSOR STREET CAPITAL, LP
October 10, 1996 - June 2, 1998
FIRST METROPOLITAN SECURITIES, INC.
February 23, 1996 - July 18, 1997
STATE CAPITAL MARKETS CORPORATION
March 17, 1993 - April 16, 1996
LCP CAPITAL CORP.
October 22, 1991 - April 6, 1993
LEHMAN BROTHERS INC.
March 25, 1988 - October 22, 1991
GRUNTAL & CO., L.L.C.
February 2, 1988 - March 8, 1988
MOSELEY SECURITIES CORPORATION
December 21, 1987 - January 12, 1988
COPELAND SECURITIES INCORPORATED
October 20, 1987 - January 1, 1988
PHILIPS, APPEL & WALDEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2020)
(4/30/2020)
(10/2/2017)
(5/1/2024)
(12/4/2017)
(9/29/2017)
(5/23/2024)
(10/20/2017)
(5/6/2024)
(5/3/2024)
(5/1/2024)
(5/6/2024)
(9/29/2017)
(5/2/2024)
(1/30/2019)
(4/27/2020)
(11/8/2023)
(5/15/2020)
(11/7/2017)
(9/29/2017)
(9/29/2017)
(2/6/2021)
(5/2/2024)
(5/2/2024)
(6/3/2024)
(9/29/2017)
(5/2/2024)
(5/23/2024)
(5/3/2024)
(5/2/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ALEXANDER CAPITAL, L.P.
CRD#: 40077 / SEC#: , 8-48957
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENA MANAGEMENT LLC | PARTNER | |
| JSEC INC | PARTNER | |
| SALKIND, CATHERINE P | PARTNER | 7021439 |
| RUGGIERE, JOSEPH MATTHEW | PARTNER | 2548108 |
| RUGGIERE, WAYNE NMN | PARTNER | 7200730 |
| SALKIND, GENE Z | PARTNER | 7021417 |
| AMATO, JOSEPH ANTHONY | CEO | 2751635 |
| ELDREDGE, MICHAEL WILLIAM | BRANCH MANAGER ATL OFFICE | 2903014 |
| FAUCI, JODI | GENERAL SECS PRINCIPAL | 4189732 |
| FEMIANO, JOHN FRANCIS | GENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL | 2132030 |
| FRANCONE, VITO ANTONIO II | COMPLIANCE ASSOCIATE | 2349326 |
| GUIDICIPIETRO, ROCCO GERARD | COO | 2489732 |
| KRISPEAL, RAQUEL E | SENIOR COMPLIANCE OFFICER, BRANCH MANAGER | 5733217 |
| MARTORANO, CARL MARIO | BRANCH MANAGER/OPERATIONS MANAGER/ROSFP | 2286051 |
| MESSINA, PAUL MICHAEL | GENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL | 5897543 |
| MISITI, MICHELE ANN | CHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER | 1931272 |
| ROTH, BARBARA NMN | PARTNER | 7200728 |
| SKOVRONCK, JEANPAUL CHARLES | DESIGNATED SUPERVISOR, DEPUTY AML OFFICER | 2744738 |
| STACK, TIMOTHY | SENIOR COMPLIANCE OFFICER | 1426363 |
| STAFFORD, LAWRENCE ROBERT | CHIEF TECHNOLOGY OFFICER | 7046577 |
| SULLIVAN, THOMAS FRANCIS | FINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL | 1145000 |
| THE SALKIND FAMILY FOUNDATION | PARTNER |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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Company Information
ALEXANDER CAPITAL, L.P.
CRD#: 40077The Villages, FL 32162TRUST BUT VERIFY
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