Damon A. Trammell
Professional summary
Damon Allen Trammell, who also goes by Damon Trammell, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Mabank, Texas.
Damon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Damon has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Damon Allen Trammell's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2022 - Present
VANGUARD ADVISERS, INC.
Office #1: 7900 Windrose Ave, Plano, TX 75024June 23, 2022 - Present
VANGUARD MARKETING CORPORATION
Office #2: 7900 Windrose Avenue, Plano, TX 75024August 30, 2021 - March 24, 2022
PROSPERA FINANCIAL SERVICES, INC.
June 25, 2021 - March 24, 2022
PROSPERA FINANCIAL SERVICES, INC.
September 8, 2000 - June 21, 2021
FARMERS FINANCIAL SOLUTIONS, LLC
September 22, 1999 - September 8, 2000
INVESTORS BROKERAGE SERVICES, INC.
July 30, 1997 - December 10, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 13, 1988 - July 9, 1997
METROPOLITAN LIFE INSURANCE COMPANY
July 13, 1988 - July 9, 1997
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2022)
(6/23/2022)
Exams
Series 7TO
Date: 7/20/2021
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Plano, TX 75024TRUST BUT VERIFY
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