Robert T. Swikart

NETWORK 1 FINANCIAL ADVISORS

RED BANK, NJ 07701

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CRD#: 1757617

Professional summary

Robert Telfer Swikart, CFP®, who also goes by Rob Swikart, is a registered financial advisor currently at NETWORK 1 FINANCIAL ADVISORS INC. located in Red Bank, New Jersey and NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Swikart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WALSH BENEFITS, 718 RIVER ROAD,FAIR HAVEN, NJ 07704. INVESTMENT RELATED. NATURE OF OBA: BENEFITS CONSULTANT/SALES MEDICAL INSURANCE. POSITION: BENEFITS CONSULTANT. START DATE: 01/03/2008. NUMBER OF HOURS: 160 PER MONTH . NUMBER OF HOURS DURING TRADING: 140. DUTIES: BENEFITS CONSULTING/MEDICAL INSURANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Telfer Swikart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Current

February 5, 2003 - Present

NETWORK 1 FINANCIAL ADVISORS INC.

Office #1: 2 Bridge Ave Bldg 2 - 4 Fl, Red Bank, NJ 07701

RIA

CRD#: 121239

RED BANK, NJ

Current

January 2, 2001 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701

CRD#: 13577

Red Bank, NJ

Past

October 1, 1997 - December 31, 2000

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

January 24, 1994 - October 1, 1997

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

Past

January 3, 1992 - January 7, 1994

NETWORK 1 FINANCIAL SECURITIES INC.

CRD#: 13577

RED BANK, NJ

Past

July 6, 1988 - January 9, 1991

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

October 20, 1987 - July 18, 1988

EQUITABLE SECURITIES OF NEW YORK,INC.

CRD#: 14583

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(1/2/2001)

IAR

New Jersey
(2/5/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/11/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/29/1999

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL ADVISORS INC.

CRD#: 121239 / SEC#:

Colorado

Registered Investment Advisory firm - (4/18/2016 Terminated)

Connecticut

Registered Investment Advisory firm - (9/29/2003 Approved)

Florida

Registered Investment Advisory firm - (5/30/2003 Approved)

Georgia

Registered Investment Advisory firm - (1/8/2003 Approved)

Louisiana

Registered Investment Advisory firm - (8/26/2024 Approved)

New Jersey

Registered Investment Advisory firm - (11/10/1998 Approved)

New York

Registered Investment Advisory firm - (6/16/2003 Approved)

North Carolina

Registered Investment Advisory firm - (9/15/2015 Approved)

Oregon

Registered Investment Advisory firm - (11/9/2004 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/11/2003 Approved)

Texas

Registered Investment Advisory firm - (8/31/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2 Bridge Ave Suite 241, Red Bank, NJ 07701

Mailing Address

Phone number

(732) 758-9001

Established

Firm type

Fiscal year end

# of Employees

2,411

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 40,940,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert T. Swikart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Telfer Swikart's CRS (Customer Relationship Summary).

Certified licenses

Experience

NETWORK 1 FINANCIAL SECURITIES INC.

AMERICAN GENERAL SECURITIES INCORPORATED

USLIFE EQUITY SALES CORP.

NETWORK 1 FINANCIAL SECURITIES INC.

MML INVESTORS SERVICES, LLC

EQUITABLE SECURITIES OF NEW YORK,INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2002

Series 63

Date: 11/11/1987

SIE

Date: 10/1/2018

Series 7

Date: 10/17/1987

Series 24

Date: 4/29/1999

FINRA

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NETWORK 1 FINANCIAL ADVISORS INC.

TRUST BUT VERIFY

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